Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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29 Nov 2021, 4:00 pm
The Martin Act establishes the regulatory framework businesses must follow when trading securities and commodities within the State of New York. [read post]
3 Mar 2012, 1:59 am
Gerson and Rocco V. [read post]
27 Jul 2010, 6:00 am
For example, the Act establishes a Financial Stability Oversight Council with the authority to regulate non-bank financial companies and to resolve supervisory and jurisdictional disputes between various supervisory agencies (such as the Securities and Exchange Commission (the “SEC”), the Commodities Futures Trading Commission (the “CFTC”), and the Federal Reserve Board (the “FRB”)). [read post]
2 Jun 2008, 2:52 am
Futures v. [read post]
29 Jun 2011, 7:32 am
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
29 Jun 2011, 7:32 am
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
16 Aug 2021, 3:22 pm
Commodity Exchange Act (“CEA”). [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
19 Jan 2017, 1:01 am
” The catch-all statute of limitations has also been applied to certain other regulatory agencies, such as the Commodities and Futures Trading Commission (“CFTC”), and Federal Energy Regulatory Commission (“FERC”), as well as the SEC. [read post]
27 Oct 2017, 2:16 am
-regulated Bitcoin futures exchange. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
11 Dec 2009, 12:19 pm
I looked at Title V of Wall Street Reform and Consumer Protection Act of 2009and found the Private Fund Investment Advisers Registration Act tucked neatly inside. [read post]
3 Nov 2021, 7:05 am
These risks “encompass possible fraud and misconduct in digital asset trading, including market manipulation, insider trading, and front running, as well as a lack of trading or price transparency. [read post]
3 Jun 2021, 9:03 pm
Senate unanimously approved a bill to save the Commodity Futures Trading Commission’s (CFTC) whistleblower program. [read post]
3 Jul 2013, 2:55 pm
” The terms “financial institutions” and “creditors” cover a wide range of participants in the investment management industry, including certain investment advisers, commodity pool operators, commodity trading advisers, broker-dealers and futures commission merchants (among others). [read post]
14 Jul 2017, 7:29 am
There are limited exclusions for persons regulated by the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), or state securities commissions; states; tribes and their “arms”; any “provider” otherwise covered if they and any affiliates collectively provide covered products to no more than 25 consumers in both the current and the preceding calendar year; and merchants of “nonfinancial goods or… [read post]
14 Jul 2017, 7:29 am
There are limited exclusions for persons regulated by the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), or state securities commissions; states; tribes and their “arms”; any “provider” otherwise covered if they and any affiliates collectively provide covered products to no more than 25 consumers in both the current and the preceding calendar year; and merchants of “nonfinancial goods or… [read post]
22 May 2020, 8:26 am
(describing the holding of Commodity Futures Trading Comm'n v. [read post]
16 Apr 2020, 4:55 am
Under the name “Avanti Bank & Trust,” the future bank is partnering with Blockstream to provide payment, custody, securities, and commodities activities for institutional customers using digital assets (“Avanti”). [read post]
