Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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21 Apr 2014, 2:44 pm
Stafford v. [read post]
13 Mar 2014, 4:00 am
The Commodity Futures Trading Commission (CFTC) has issued guidance for CFTC-regulated financial institutions on compliance with the security safeguards provisions of Title V of the Gramm-Leach-Bliley Act (GLBA). [read post]
6 Mar 2014, 10:54 am
Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of “Gramm-Leach-Bliley Act Security Safeguards. [read post]
15 Jan 2014, 12:11 am
However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
17 Dec 2013, 9:42 am
On Tuesday, December 10, five federal regulatory agencies, the Federal Reserve, the Securities and Exchange Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller and the Commodity Futures Trading Commission, jointly released the long awaited and hotly contested “Final Rules Implementing the Volcker Rule. [read post]
5 Nov 2013, 8:40 am
In Freedom Bound, it is law that provides the means for instituting empire and its circumscriptions of legal and civic personality, from the beginnings of Spanish and English colonization of the Americas to Dred Scott v. [read post]
9 Aug 2013, 5:00 am
” References: Opinion in SEC v. [read post]
12 Jul 2013, 12:12 pm
Limitations, CFTC Considerations and Fund Advertising Since February 2012, when the Commodity Futures Trading Commission (“CFTC”) rescinded Rule 4.13(a)(4), most private funds have relied upon the de minimus exemption of Rule 4.13(a)(3) in order to be exempt from CFTC registration. [read post]
3 Jul 2013, 2:55 pm
” The terms “financial institutions” and “creditors” cover a wide range of participants in the investment management industry, including certain investment advisers, commodity pool operators, commodity trading advisers, broker-dealers and futures commission merchants (among others). [read post]
10 Apr 2013, 9:30 pm
In Hunter v. [read post]
1 Dec 2012, 5:19 pm
It is due to the change in regulations by the Commodities Futures Trading Commission (CFTC) enacted in February of 2012. [read post]
1 Dec 2012, 5:19 pm
It is due to the change in regulations by the Commodities Futures Trading Commission (CFTC) enacted in February of 2012. [read post]
14 Oct 2012, 6:04 pm
Reynolds v. [read post]
1 Oct 2012, 6:46 am
The United States District Court for the District of Columbia last week struck down the Commodities Futures Trading Commission (CFTC)’s Position Limits for Futures and Swaps final rule and interim final rule in International Swaps and Derivatives Association v. [read post]
16 Sep 2012, 10:31 pm
Most notable contributions come from the Bureau of Consumer Financial Protection (CFPB), Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), and Small Business Administration (SBA). [read post]
28 Aug 2012, 12:26 pm
Commodity Futures Trading Com’n v. [read post]
20 Aug 2012, 1:37 am
Citizens United v. [read post]
15 Jun 2012, 11:30 am
., U.S. v. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
