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20 Dec 2017, 9:52 am by Simon Lovegrove
The cornerstone of the framework is the Financial Services and Markets Act 2000 (FSMA 2000), which delegates responsibility to the UK financial services regulators to make the detailed rules that apply to firms within the framework set by Parliament. [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
Rep. 6. [3] Id. at 7, 11. [4] Id. at 7. [5] Stephen Choi, et al., Cornerstone Research and New York University Pollack Center for Law & Business, SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2017 Update 3 (2017). [6] Id. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Rep. 6. [3] Id. at 7, 11. [4] Id. at 7. [5] Stephen Choi, et al., Cornerstone Research and New York University Pollack Center for Law & Business, SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2017 Update 3 (2017). [6] Id. [read post]
21 Nov 2017, 6:18 am
 (Pix © Larry Catá Backer 2017)In October 2017 Professor Knox, UN Special Rapporteur on human rights and the environment, circulated a Draft Guidelines on Human Rights and the Environment for which he is soliciting views (available here in English, French, Spanish). [read post]
26 Oct 2017, 5:00 am by John Jascob
Established in May 2017, LabCFTC is the cornerstone of the commission’s FinTech efforts and initiatives. [read post]
20 Aug 2017, 1:32 pm by Robert D. Williams
On almost any conceivable scenario, deterrence and containment will be cornerstones of U.S. strategy going forward. [read post]
11 Aug 2017, 6:06 am
Admati, Stanford University, on Wednesday, August 9, 2017 Tags: Agency costs, Corporate governance, Financial crisis, Long-Term value, Oversight, Securities regulation, Shareholder value, Short-termism, Systemic risk Investment Banking Relationships and Analyst Affiliation Bias Posted by Stephannie Larocque, University of Notre Dame, on Thursday, August 10, 2017 Tags: Analyst communication, Analyst… [read post]
1 Aug 2017, 8:00 am by J. Dana Stuster
It’s a particularly sensitive subject for the Saudi monarchy, which considers its governance of Mecca and management of the hajj as a cornerstone of its legitimacy; the phrase “Custodian of the Two Holy Mosques” (in Mecca and Medina) is the choice honorific for the king. [read post]
31 Jul 2017, 5:23 pm by Scott M. Pearson
  The findings state that the valid-when-made doctrine is an “important and longstanding principle [that] derives from the common law and its application has been a cornerstone of United States banking law for nearly 200 years. [read post]
26 May 2017, 6:33 am
Berger, Wilson Sonsini Goodrich & Rosati, on Wednesday, May 24, 2017 Tags: Boards of Directors, Capital markets, Capital structure, Dual-class stock, International governance, IPOs, Private ordering, Securities regulation, Shareholder rights, Shareholder voting Federal Banks’ Permitted Concealment of Material Information and Systemic Risk Posted by Beckwith B. [read post]
12 May 2017, 6:21 am
Gilley, Cornerstone Research, on Sunday, May 7, 2017 Tags: Broker-dealers, Disclosure, FCPA, Financial reporting, Insider trading, SEC enforcement, Securities enforcement, Securities regulation CHOICE Act 2.0: House Financial Services Committee Revises Regulatory Reform Bill Posted by John C. [read post]
21 Apr 2017, 6:25 am
Reid, Davis Polk & Wardwell LLP, on Friday, April 14, 2017 Tags: Banks, Brexit, Corporate forms, Cross-border transactions, EU, Europe, Financial institutions, Financial regulation, International governance, Jurisdiction, Mergers & acquisitions, Securities regulation, UK The Conflict Minerals Rule—Litigation Is Over, But the Drama Continues Posted by Michael R. [read post]
21 Apr 2017, 6:25 am
Reid, Davis Polk & Wardwell LLP, on Friday, April 14, 2017 Tags: Banks, Brexit, Corporate forms, Cross-border transactions, EU, Europe, Financial institutions, Financial regulation, International governance, Jurisdiction, Mergers & acquisitions, Securities regulation, UK The Conflict Minerals Rule—Litigation Is Over, But the Drama Continues Posted by Michael R. [read post]
21 Apr 2017, 5:52 am by Jimmy Chalk, Sarah Grant
-Japan alliance as “the cornerstone of peace and security in northeast Asia. [read post]
23 Mar 2017, 1:59 pm
 Following the lead of Chile, and with the patronage of IFIs, these SWFs have begun to serve objectives as and with development banks both within and beyond their home state. [read post]
10 Mar 2017, 6:09 am
Breedlove, Cornerstone Research, on Sunday, March 5, 2017 Tags: Antitrust, DOJ, FTC, Hart-Scott-Rodino Act, Merger litigation, Mergers & acquisitions, Securities enforcement, Securities regulation The Trajectory of American Corporate Governance: Shareholder Empowerment and Private Ordering Combat Posted by Jennifer G. [read post]
2 Mar 2017, 9:33 am by Overhauser Law Offices, LLC
TSDR 5139183 LUNCH SOLUTIONS TSDR 5135758 HAPPIFEET TSDR 5139163 GREEK GIVING TSDR 5135723 CHANNELYZER TSDR 5138826 MAKE AMERICA CHRISTIAN AGAIN TSDR 5135648 SKYFINDER FUN RESILIENT INSPIRING NEW SUPER MEANINGFUL TSDR 5135512 C CORNERSTONE CONSTRUCTION “A SYMBOL OF STABILITY” TSDR 5135511 CORNERSTONE CONSTRUCTION A SYMBOL OF STABILITY TSDR 5138733 TSDR 5135465 DIGIWRAP TSDR 5138706 EZ GRIP TSDR 5138672 A PHARMACIST FOCUSED ON YOU TSDR 5138550 AMERICAN LANDMASTER TSDR… [read post]
A key lesson learned was that most pilot bankers use small-dollar loan products as a cornerstone for building or retaining long-term banking relationships. [read post]