Search for: "Corps. Security Services, Inc."
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8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
6 Mar 2018, 8:13 am
Morgan Securities LLC Benjamin Phillip Brown State Farm VP Management Corp. [read post]
4 Apr 2022, 8:55 am
(CRD#:113525), Melville, NY, expelled on 10/12/2012 com Corp (CRD#:18281), Farmingville, NY, expelled on 8/19/2010 Seaboard Securities, Inc. [read post]
18 Mar 2014, 7:57 am
Seidman Trust u/a dated 4/27/1987 Securities America, Inc. [read post]
9 Jun 2021, 8:20 am
& Corp. [read post]
11 May 2009, 4:05 am
Solid Waste Services, Inc., 38 F. 3d 93, 94 (2d Cir. 1994). [read post]
14 Mar 2012, 7:47 am
Other accords topping $100 million that may also be included are with Lehman Brothers Holdings Inc.; wireless equipment company Motorola Solutions Inc.; National City Corp, a bank now owned by PNC Financial Services Group Inc.; and private education company Apollo Group Inc. [read post]
14 Mar 2012, 7:47 am
Other accords topping $100 million that may also be included are with Lehman Brothers Holdings Inc.; wireless equipment company Motorola Solutions Inc.; National City Corp, a bank now owned by PNC Financial Services Group Inc.; and private education company Apollo Group Inc. [read post]
26 Dec 2011, 3:00 am
Securities Litigation (D. [read post]
12 May 2015, 3:30 pm
Steel Corp. 90271H725 UBS Trigger Phoenix Autocallable Optimization Securities linked to Weatherford International Ltd. 90271C684 UBS Trigger Phoenix Autocallable Securities linked to Marvell Technology Group Ltd. 90271H691 UBS Trigger Phoenix Autocallable Optimization Securities linked to United Rentals, Inc. 90271H642 UBS Trigger Phoenix Autocallable Optimization Securities linked to Amazon.com, Inc. 90271H584 UBS Trigger Phoenix… [read post]
21 Jan 2020, 8:00 am
Searching the site requires some “detective skills,” however, as the name of the property owners is not always accurately identified by the entity depositing the property with the Comptroller.For example, the entity may be reported merely as:EDUCATION DEPARTMENTHEADS AND HORNS BUILDING BRONX NY 10460FLEET BANK N A However, more often the names are more accurately reported, such as:BOCES ADIRONDACK EDUC CTR 711 RT 3 BLOOMINGDALE RD SARANAC LAKE NY 12983 CONAGRA FOODS LAMB WESTON… [read post]
2 Jan 2007, 11:48 pm
Securities America is an Ameriprise Financial Inc. subsidiary. [read post]
2 Jan 2015, 12:01 pm
Energy companies with distressed bonds include Quicksilver Resources Inc, Sanchez Energy Corp, Tervita Corp, Connacher Oil & Gas, Hercules Offshore, Goodrich Petroleum, Venoco Inc, Sandridge Energy Inc, Midstates Petroleum and Samson Investment. [read post]
31 Dec 2018, 1:04 pm
(GS), Barclays Plc (BARC), Bank of America Corp. [read post]
14 Jan 2008, 6:18 pm
Inc Deutsche Bank Securities Inc. [read post]
18 May 2016, 4:18 pm
As Bill Donahue’s Law360 piece explains: The ruling came in a clash between a small IT security company called Security University LLC and the International Information Systems Security Certification Consortium Inc. over whether company misused the organization’s “Certified Information Systems Security Professional” certification mark in advertising its services. [read post]
3 Dec 2021, 1:29 pm
(CRD#:16361) of Dallas, TX, and 1st Global Capital Corp. [read post]
6 Apr 2011, 9:58 am
The underwriters are believed to have been involved in underwriting the Puerto Rico Conservation Trust Fund Secured Notes 5.90% are: UBS Financial Services, Inc. of Puerto Rico; R-G Investments, Corp.; Santander Securities Corp.; and Popular Securities. [read post]
17 Jun 2011, 11:07 am
MBIA Inc. [read post]
