Search for: "D & S Management and Investement, LLC"
Results 181 - 200
of 1,096
Sorted by Relevance
|
Sort by Date
4 Nov 2013, 5:33 am
(See item 15 on the Form D for the offering.) [read post]
23 Jun 2023, 7:50 am
Managing Partner, D. [read post]
2 Jul 2020, 4:13 am
s ? [read post]
29 Aug 2012, 12:10 pm
Madoff Investment Securities LLC liquidation trustee, permission to issue a second interim distribution to the victims of the Madoff Ponzi scam. [read post]
6 Apr 2009, 10:48 pm
Former North Carolina Senator John Edwards, who is also seeking the Democratic nomination, was a senior adviser to Fortress Investment Group Inc., a New York-based private-equity and hedge-fund manager, and reported at least one asset, the Investments Fund III (Fund D) LP, that was incorporated in the Cayman Islands in 2004.Edwards, who was the first candidate to criticize tax preferences for the private-equity industry, also pays taxes as if the money was earned… [read post]
9 Nov 2016, 7:11 am
The alternative investments included non-traded REITs, debentures and equipment leasing funds.Lastly, the CFP Board permanently revoked the CFP certification of Family Endowment Partners managing partner Lee D. [read post]
24 Feb 2012, 2:44 pm
If you invested with Aaron D. [read post]
25 Aug 2014, 3:31 am
The LLC, formed in 2005, the following year invested over $4 million to acquire a tract of real property in Long Island City for the purpose of developing it with condominium housing. [read post]
10 May 2021, 3:56 am
Vogel, Boris, and Kiev were the LLC’s managers and also held membership interests along with several family trusts. [read post]
28 Nov 2011, 3:00 am
Morgan Investment Management Inc., No. 227, due to the circumstance that both cases raise issues involving a preemption defense under the anti-fraud provisions of New York's Martin Act governing the sale of publicly offered securities. [read post]
26 Jun 2014, 7:40 am
In searching through EDGAR its easy to find many of the Form D filings for Cabot’s TIC offerings. [read post]
2 Sep 2012, 7:41 am
GPM Investments, LLC to read the entire Ruling and Order on Motion in Limine to Preclude Use of the Fluctuating Work Week. [read post]
19 May 2014, 3:09 am
Binn employed his express authority as sole manager to amend the LLC’s operating agreement to approve an amendment to the agreement’s article governing dissolution, in effect providing that the LLC would continue in existence so long as it held its interests in the restructured business (read here). [read post]
6 Aug 2014, 2:57 pm
Almost all EB-5 offerings are conducted under Regulation S and/or Regulation D, without SEC registration. [read post]
24 Feb 2016, 11:27 am
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
7 Sep 2021, 6:41 am
The complaint also names Livingston Group Asset Management Company, d/b/a Southport Capital, which is a registered investment adviser firm owned and controlled by John Woods. [read post]
28 Mar 2017, 7:00 am
Form D provides information about the issuer, its management, and the offering itself, and must be filed within 15 days after the offering’s first sale of a security. [read post]
14 Mar 2022, 1:59 pm
Proceed With Caution Before going without commercial D&O insurance, risk managers and board members must understand these gaps and shortcomings in a potential captive program. [read post]
23 Jul 2012, 3:00 am
Background The case involves two New York LLCs, originally known as FLA Asset Management, LLC and FLA Advisors, LLC, that were registered investment advisors and subsidiaries of Forstmann-Leff. [read post]
21 Apr 2021, 9:37 am
EMERSON EQUITY LLC GENEOS WEALTH MANAGEMENT, INC. [read post]
