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6 Aug 2010, 12:09 pm
In addition to the bills introduced by House Republicans, Senator Patrick Leahy (D-Vt.) also voiced concerns regarding the breadth of Section 929I and introduced bipartisan legislation cosponsored by John Cornyn (R-Texas), Ted Kaufman (D. [read post]
13 Apr 2011, 8:43 am
Committee Chairman Tim Johnson (D-SD) asked how the SEC and CFTC are coordinating the adoption of regulations implementing the derivatives provisions of Dodd-Frank. [read post]
24 Jul 2010, 7:00 am
They have now also pushed the “bad actor” exemption (I guess it’s no longer PC to say “bad boy” as they used to) all across Regulation D (it previously did not apply in a Reg D 506 offering which most of us utilize). [read post]
31 Mar 2013, 7:18 am
Last December, Senate Banking Committee member Mark Warner (D-VA) told the Bipartisan PolicyCenter that the 113th Congress should consider major Dodd-Frank Act corrections legislation. [read post]
2 Mar 2011, 4:21 am
Investors Capital Corp., Case No. 10-10113-DPW (D. [read post]
15 Feb 2013, 10:15 am
Senator Crapo also asked the agencies to provide the Committee with information on the cumulative impact of all the Dodd-Frank regulations on participants in the financial services industry.Senator Crapo and Senator Jack Reed (D-RI) expressed concern that the regulation of cross-border swaps may not be sufficiently coordinated. [read post]
8 Jul 2011, 8:25 am
Senators Tom Carper (D-DE) and Mark Warner (D-VA) have expressed their surprise and disappointment over the comment letter of the General Counsel of the Treasury, sent to the OCC on June 27 relating to the OCC’s proposed rule on federal preemption. [read post]
12 Mar 2013, 4:26 am
More on "Senator Shelby Introduces Dodd-Frank 'Roll Back' Bills" Last week, I blogged that Senator Richard Shelby (R-AL) has introduced two new Dodd-Frank bills, one of which would stop any Dodd-Frank rulemaking in its tracks. [read post]
24 Feb 2009, 10:00 am
Chris Dodd's (D-Conn.) [read post]
1 Jun 2011, 11:42 am
In bankruptcy, there is at least the hope of partial recovery (though I could be wrong – I’m not as familiar with this literature as I’d like to be). [read post]
28 Feb 2013, 9:11 pm
Steve Stivers (R-OH) and Gwen Moore (D-WI) clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants. [read post]
27 Feb 2008, 2:02 pm
Senators Chris Dodd (D-CT) and Edward Kennedy (D-MA) recently expressed their concern that the proposed changes would discourage employees from exercising their right to take family and medical leave. [read post]
23 Sep 2008, 6:35 pm
As d-day says, follow the lobbyists. [read post]
21 Dec 2011, 3:20 pm
The definition of accredited investor was adjusted in Rule 501(a)(5) of Regulation D and Securities Act Rule 215(e). [read post]
26 Dec 2010, 11:22 am
Brad Miller (D-NC) also urged that any exception to the risk retention requirements of Section 941 of Dodd-Frank include rigorous requirements for servicing securitized residential mortgages. [read post]
28 Jan 2009, 10:50 am
“FRIENDS OF ANGELO” UPDATE: A reader emails: “I realize that Dodd is your hobby horse, but could you take moment and mention that Kent Conrad (D-North Dakota) was also a ‘Friend of Angelo. [read post]
14 May 2012, 9:57 am
Barney Frank, D-Mass. [read post]
18 Jun 2008, 12:23 am
Senator Chris Dodd-(D-Conn.) 2. [read post]
20 Nov 2017, 5:00 am
Representative Carolyn Maloney (D-NY), supporting the bill’s sponsor, Rep. [read post]
1 Aug 2011, 12:45 pm
Section 722(d) of Dodd-Frank provides that Title VII does not apply to swap activities outside the US unless those activities have a direct and significant connection with activities in, or effect on, commerce of the United States or contravene any regulations adopted by the CFTC to prevent the evasion of the derivatives provisions of Dodd-Frank. [read post]
