Search for: "D. Dodd"
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18 Mar 2022, 8:56 am
Elizabeth Warren, D-MA, who signaled her opposition in September, calling Powell “a dangerous man to head up the Fed. [read post]
11 Mar 2022, 6:01 am
SEC Proposes Additional Private Fund Disclosures Posted by Ellen Kaye Fleishhacker, Robert Holton, and Patrick Derocher, Arnold & Porter LLP, on Friday, March 4, 2022 Tags: Disclosure, Dodd-Frank Act, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation The Further Erosion of Investor Protection: Expanded Exemptions, SPAC Mergers, and Direct Listings Posted by… [read post]
1 Mar 2022, 3:31 am
The fact sheet explains that proposed Rule 13f-2 and the related proposed Form SHO are designed to fulfill the SEC’s Dodd-Frank mandate to make short sale data publicly available. [read post]
25 Feb 2022, 6:01 am
Performance Proposed Rules Posted by Daniel Laddin and Louisa Heywood, Compensation Advisory Partners, on Friday, February 18, 2022 Tags: Compensation disclosure, Dodd-Frank s.953, Executive Compensation, Incentives, Pay for performance, SEC, SEC rulemaking, Securities regulation Converting to a Delaware Public Benefit Corporation: Lessons from Experience Posted by Amy L. [read post]
23 Feb 2022, 11:14 am
The Dodd-Frank Act established an identical fund for the SEC Whistleblower Program. [read post]
9 Feb 2022, 12:30 pm
The bill fixes the two largest loopholes in the legislation, and would harmonize the law with the highly successful Dodd-Frank Act reward laws. [read post]
4 Feb 2022, 1:23 pm
For me, this week’s reintroduction of EARN IT is déjà vu all over again. [read post]
4 Feb 2022, 5:53 am
Kappos, Minh Van Ngo, Sasha Rosenthal-Larrea, John D. [read post]
1 Feb 2022, 7:05 am
” Dodd v. [read post]
31 Jan 2022, 8:26 am
The CFPB rated the companies reviewed across 20 D&I criteria relating to: D&I statements on the website or from senior leadership; Published workforce diversity metrics; Published D&I recruitment strategies; D&I trainings or employee resource groups; and Supplier diversity programs. [read post]
18 Jan 2022, 5:53 am
The proposals would implement Dodd Frank Act Section 984(b), by mandating that lenders of securities report certain terms of their transactions to a registered national securities association (RNSA), and further requiring the RNSA to make some of that information publicly available to investors.The two proposals. [read post]
14 Jan 2022, 5:57 am
Pessin, and Emily D. [read post]
13 Jan 2022, 2:11 pm
Others may only apply to whistleblowers under Sarbanes-Oxley, which will not provide protection for Dodd-Frank or other types of whistleblower claims. [read post]
21 Dec 2021, 1:40 pm
Chris Murphy (D-Conn) asked Sen. [read post]
17 Dec 2021, 6:37 am
Debbie Stabenow (D-Mich.), committee chairwoman. [read post]
10 Dec 2021, 8:58 am
On November 30, Representatives Jan Schakowsky (D-IL) and Lori Trahan (D-MA) introduced the FTC Whistleblower Act of 2021. [read post]
12 Nov 2021, 1:37 pm
Chuck Schumer (D-NY), Chairman of the Armed Services Committee Sen. [read post]
9 Nov 2021, 9:52 am
In March, Senators Richard Blumenthal (D-CT) and Edward Markey (D-MA) sent a letter to Transportation Secretary Pete Buttigieg demanding that the DOT immediately implement the whistleblower program. [read post]
9 Nov 2021, 9:52 am
In March, Senators Richard Blumenthal (D-CT) and Edward Markey (D-MA) sent a letter to Transportation Secretary Pete Buttigieg demanding that the DOT immediately implement the whistleblower program. [read post]
21 Oct 2021, 2:48 pm
On October 5, Representative Al Green (D-TX) introduced the Whistleblower Protection Reform Act of 2021. [read post]
