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12 May 2021, 2:36 pm by Kevin LaCroix
  The plaintiff contends that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
17 Oct 2019, 6:45 pm by Kevin LaCroix
The complaint names as defendants the company itself and two of its executives. [read post]
7 Nov 2022, 12:20 pm by Kevin LaCroix
”   The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
14 Aug 2007, 8:11 am
Given the amount of personal information that is requested online by structured settlement companies and factoring companies, I'm amazed that in many cases this being collected without a secure form (URL starts with https:// or has an observable lock image on the web page) and a posted privacy policy. [read post]
16 Nov 2010, 12:46 am by Kevin LaCroix
"   RINO joins a growing list of Chinese companies that have been named as defendants in securities class action lawsuits in the U.S. in 2010. [read post]
23 Dec 2021, 1:02 pm by Kevin LaCroix
  The plaintiff alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Act of 1934. [read post]
14 Sep 2022, 2:36 pm by Kevin LaCroix
”   The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
2 Oct 2017, 5:14 am by Earl Drott
Sometimes, there may be others who could potentially be liable in a truck accident case – for example, a party who failed to properly secure a load that later spilled and caused an accident – but these defendants, too, pull out every possible defense to avoid liability. [read post]
27 May 2013, 11:36 pm by Kevin LaCroix
  In February 2012, the district court granted the defendants’ motion to dismiss, finding that the plaintiffs were required but failed to plead that the defendants knew that the statements about the company’s legal compliance were false. [read post]
27 Sep 2021, 12:16 pm by Kevin LaCroix
District Court Judge overseeing the cybersecurity-related securities class action lawsuit pending against title insurance company First American Financial Corp. has granted the defendants’ motion to dismiss. [read post]
24 Jul 2017, 10:11 am by Matthew D. Lee
In a recent criminal prosecution of a medical doctor/entrepreneur for defrauding his company’s shareholders, the government employed a novel theory of securities fraud premised, in part, upon the defendant’s failure to pay federal employment taxes withheld from his employees’ wages. [read post]
18 Oct 2021, 2:29 pm by Kevin LaCroix
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
24 Nov 2020, 9:42 am by Rachael Hanna, Natassia Velez
Cyber Command and director of the National Security Agency, explained how defending forward relies on the doctrine of persistent engagement—actively “compet[ing] with adversaries on a recurring basis” by disrupting and degrading their capabilities to conduct cyberattacks. [read post]
7 Dec 2017, 3:01 pm by Kevin LaCroix
”   In a brief December 4, 2017 news release (here), the Company said it will “vigorously defend the proceeding. [read post]
4 Feb 2015, 9:21 am by Stephen Knaster
EYHM’s success in federal court is by no means a sign of the times that an auditor of a China-based company has any advantage over an auditor defendant in any other federal securities fraud action. [read post]
14 Dec 2011, 9:02 am by Kevin LaCroix
  Discussion In “counting” securities class action lawsuit filings, NERA counts multiple lawsuits against the same defendant in the same circuit as a single filing. [read post]
2 Nov 2021, 7:56 am by Silver Law Group
The post SEC Charges Three Individuals And Two Companies In Crowdfunding Fraud appeared first on Securities Arbitration Lawyers Blog. [read post]
10 Aug 2016, 5:23 pm by Kevin LaCroix
  The surge in U.S. securities suits against Brazilian companies is also part of a larger trend in which non-U.S. companies have been hit with U.S. securities suits. [read post]
29 May 2007, 7:23 pm
 A plea agreement signed by one of the defendants says that prosecutors would not initiate further charges regarding his admitted participation in securities and wire frauds involving the shares of some 30 additional companies. [read post]
9 Jul 2021, 12:50 pm
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5951/securities-industry-commentator/GUEST BLOG: Transitioning to Independence by Michael King of Michael King Associates (BrokeAndBroker.com Blog)Former CEO And CFO Of Public Telecommunications Company Charged In Manhattan Federal Court With Scheme To Defraud Investors / Defendants Charged with Concealing… [read post]