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17 Mar 2020, 10:42 am
Common law provinces & federal jurisdiction Legal update discussing the implications of COVID-19 on immigration matters Publication date: March 16, 2020 Immigration and COVID-19: don’t take anything for granted, by Christine Beltempo Legal update discussing compensation, privacy issues, human rights, travel & access to the workplace restrictions, and more in Canada Publication date: March 13, 2020 Pandemic: Top Five Q&A in Canada, by John Mastoras, Kaley Dodds &… [read post]
28 May 2014, 8:27 am
With this debate in mind, Congress included in the Dodd-Frank reform bill a grant of authority to the SEC to impose a fiduciary duty on broker-dealers. [read post]
20 Jan 2021, 9:50 am
For example, the Whistleblower Protection Enhancement Act, introduced by former Senator Daniel Akaka of Hawaii, was passed in 2012. [read post]
2 Sep 2014, 10:58 am
Implementation of the rules was mandated by the Dodd-Frank Act.While the new rules contain numerous provisions, Gallagher and Piwowar objected to two sections in particular. [read post]
17 Jun 2016, 6:17 am
See Dodd v. [read post]
2 Jan 2020, 4:10 pm
Malaysia's Transformation Problems to a High‐income Economy Alan Gamlen, Chris Kutarna, & Ashby Monk, Citizenship as Sovereign Wealth: Re‐thinking Investor Immigration Klaus Dodds, ‘Real interest’? [read post]
10 Aug 2015, 4:00 am
McConnell, How to Protect Endangered Religious Groups You Admire, Christianity Today, (Aug. 4, 2015).Dodd-Frank, the Financial Crisis, and a Christian View of Financial Markets. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
5 May 2017, 6:14 am
Tarullo Posted by Daniel K. [read post]
23 Aug 2023, 9:01 pm
ENDNOTES [1] Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act [read post]
19 Dec 2011, 3:11 am
Dear images : art, copyright and culture edited by Daniel McClean and Karsten Schubert. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
20 May 2016, 6:45 am
Thomas School of Law, on Thursday, May 19, 2016 Tags: Compliance & ethics, Dodd-Frank Act, Financial regulation, Fund managers, Private equity, Private funds,Securities regulation, Surveys Intersection of Deal-Related Indemnification and D&O Advancement Posted by Daniel E. [read post]
28 Jun 2007, 7:33 pm
Danielle Holley-Walker [read post]
17 Mar 2017, 6:00 am
Rock, New York University School of Law, and Daniel L. [read post]
24 Jul 2014, 5:00 am
Stein Statement at SEC Open Meeting On Money Market Fund Reform by Commissioner Daniel M. [read post]
23 Oct 2012, 6:27 am
Thomas Rosch, who was appointed by President Bush in 2006 and whose term expired in September. - Debbie Feinstein, Danielle Garten, and Seth Wiener [read post]
16 Dec 2011, 7:05 pm
In the second Massachusetts securities case, RIA Daniel A. [read post]
22 Dec 2009, 6:00 am
This amendment is being co-sponsored by Senators Charles Schumer (D-NY), Kirsten Gillibrand (D-NY), Christopher Dodd (D-Ct), John Kerry (D-MA) and Jeff Bingaman (D-NM). [read post]
10 Jun 2009, 1:23 pm
After meeting today with Securities and Exchange Commission Chair Mary Schapiro and Federal Reserve Governor Daniel Tarullo, Geithner emphasized that the administration would not seek to impose caps on compensation. [read post]
