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27 Sep 2022, 9:05 am by Silver Law Group
His previous employers include Nationwide Securities, LLC (CRD# 11173) of Elbridge, NY, 1717 Capital Management Company (CRD# 4082) and MML Investors Services, Inc. [read post]
9 Aug 2021, 11:16 am by Christopher Coleman
Iron Mountain Information Management, LLC—Costs, B-418797.4, arose from a Department of Veteran’s Affairs (VA) request for quotations (RFQ) No. 36C10E20Q0090, for records management services issued on April 24, 2020. [read post]
6 Mar 2007, 2:53 pm
Press release, Jan. 30, 2007:   Top Information Classification and Management Provider Teams With Leading Expert Legal Services Firm AUSTIN, Texas–(BUSINESS WIRE)–StoredIQ, Inc. the leading provider of automated Information Classification and Management (ICM) solutions, and LECG, LLC, the globally recognized expert legal services provider, today formally announced at the LegalTech ® Conference in New York an alliance to deliver a… [read post]
24 May 2012, 4:41 pm by Venkat
The draft LLC agreement required payment of a “management fee” of $20,000 per month to Hotheadz and required Silverman and Singer to transfer the domain names to HBS. [read post]
25 Apr 2016, 3:17 am by Peter Mahler
The management decisions of a New York LLC made in good faith and with the proper exercise of business judgment cannot be second guessed by the court. [read post]
25 Apr 2016, 3:17 am by Peter Mahler
The management decisions of a New York LLC made in good faith and with the proper exercise of business judgment cannot be second guessed by the court. [read post]
8 Apr 2009, 6:39 pm
A number of Fidelity Brokerage Services LLC representatives who left the company last year say that they were obligated to acquire certified financial planner certification but were also barred from revealing that part of their bonuses were affected by whether they sold certain proprietary products. [read post]
9 Dec 2019, 5:34 pm by Staff Attorney
According to BrokerCheck records financial advisor Leon Almeida (Almeida), formerly employed by MML Investors Services, LLC (MML Investors) has been subject to four customer disputes and one criminal matter during his career. [read post]
24 Jun 2013, 3:22 am by Peter Mahler
The statutory default rule for member-managed limited liability companies (LLCs), as codified in New York’s LLC Law § 402, gives decision-making authority to a “majority in interest of the members’ votes. [read post]
5 May 2016, 4:40 am by Tom Kosakowski
 (Angela Dash, the Ombuds at NEOMED is co-chairing and details are forthcoming.)Speakers at the 2016 ACR conference are expected to include:Carole Houk, CEO of chiResolutions, LLC, who worked on the 2001 GAO Report on Human Capital: The Role of Ombudsmen in Dispute Resolution and developed the Medical Ombudsman/Mediator Program at 29 Kaiser Permanente Medical Centers and throughout DOD Medicine;Ed Modell, an Executive and Leadership Coach, who served as the Ombudsman… [read post]
24 Jan 2024, 1:37 pm by The White Law Group
Riley Wealth Advisors manages $6.9 billion and provides investment advisory services. [read post]
7 Sep 2023, 10:25 am by The White Law Group
., a “wealth management solutions” holding company, announced the completion of its acquisition of Grove Point Financial LLC from Kestra Holdings. [read post]
3 Sep 2013, 8:13 am by D. Daxton White
Specifically, Shifman and the advisory firm, Chariot Advisors LLC, are accused of misleading the fund about algorithmic trading ability in order to obtain a contract to manage the fund. [read post]