Search for: "Dodd v. State"
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6 Nov 2019, 11:32 am
In CFPB and People of the State of New York v. [read post]
5 Nov 2019, 7:07 am
It notes that the Kraft matter was the first litigated case brought by the CFTC under Section 6(c)(1) of the Commodity Exchange Act (CEA), as amended by the Dodd-Frank Act and implementing Commission Rule 180.1. The Kraft case took on heightened importance following the CFTC’s loss in another market manipulation case, CFTC v. [read post]
29 Oct 2019, 6:35 am
Based on this rule, in United States v. [read post]
28 Oct 2019, 9:31 am
In CFPB and People of the State of New York v. [read post]
28 Oct 2019, 9:31 am
In CFPB and People of the State of New York v. [read post]
22 Oct 2019, 12:00 pm
United States, 295 U.S. 602 (1935), and Morrison v. [read post]
19 Oct 2019, 5:21 am
United States. [read post]
18 Oct 2019, 12:56 pm
Finally, in Lomax v. [read post]
8 Oct 2019, 4:51 am
SEC (18-1566): Whether Dodd-Frank Act Section 929P(b)’s jurisdictional amendments conferred substantive extraterritorial reach upon Sections 10(b) and 17(a) in SEC enforcement actions and in federal criminal prosecutions.Liu v. [read post]
26 Sep 2019, 8:35 am
”Executive Director of the National Whistleblower Center, John Kostyack, stated: “The National Whistleblower Center applauds the four Senators for introducing S.2529. [read post]
New plot twist: CFPB agrees its structure is unconstitutional; Ballard Spahr to hold Oct. 22 webinar
19 Sep 2019, 10:36 am
The Fifth Circuit heard oral argument in March 2019 and last week directed the parties to file letter briefs regarding what action the Fifth Circuit panel should take in light of the en banc Fifth Circuit’s decision in Collins v. [read post]
18 Sep 2019, 10:16 am
The class action suits argue that under the 2d Circuit's Madden v. [read post]
18 Sep 2019, 3:54 am
At National Review’s Bench Memos blog, Kristen Waggoner urges the court to review Arlene’s Flowers v. [read post]
13 Sep 2019, 6:42 am
Regulation BI was adopted in June 2019, became effective September 10, 2019, and firms will be required to begin complying with the rule by June 30, 2020 (XY Planning Network, LLC v. [read post]
9 Sep 2019, 3:06 pm
The en banc Fifth Circuit has ruled in Collins v. [read post]
2 Aug 2019, 9:10 am
These tips came from every state in the United States and 72 countries. [read post]
22 Jul 2019, 2:00 pm
Title V creates a whole new disclosure regime for private funds. [read post]
16 Jul 2019, 10:22 am
Scoville v. [read post]
12 Jul 2019, 6:17 am
., on Friday, July 5, 2019 Tags: Boards of Directors, Controlling shareholders, Dual-class stock, ESG, Institutional Investors, Lyft, Shareholder voting, Uber Director Independence and Oversight Obligation in Marchand v. [read post]
11 Jul 2019, 7:55 am
In an interesting twist, the FHFA has informed the Fifth Circuit in Collins v. [read post]
