Search for: "Edward Merrill"
Results 181 - 200
of 287
Sort by Relevance
|
Sort by Date
6 Jan 2010, 9:56 am
The flood of investor demand follows a record return of 58% in junk bonds last year, as measured by Bank of America Merrill Lynch indexes. [read post]
17 Dec 2009, 8:51 am
But he joined the company in 1993 as deputy general counsel after a stint [in the Providence office] of Edwards Angell. [read post]
14 Dec 2009, 11:20 am
Merrill – this, too, could be general and/or indigenous peoples. [read post]
11 Dec 2009, 2:07 pm
According to Registered Rep magazine’s latest Broker Report Card, 98% of Edward Jones brokers say their securities firm is the best place to work. 78% of Merrill Lynch brokers ranked their investment firm as the number the one workplace. [read post]
7 Dec 2009, 2:57 pm
However, according to Shepherd Smith Edwards and Kantas LLP founder and securities fraud lawyer William Shepherd: “This is yet another chapter in the saga of ‘Who regulates the regulators? [read post]
13 Nov 2009, 4:10 am
Edward O’Keefe, the new general counsel for the bank’s 525 lawyers, reports only to the bank’s chief administrative officer. [read post]
29 Oct 2009, 3:22 pm
The fourteen participating firms with their case limits in parentheses are: Ameriprise Financial Services (18), Charles Schwab (10), Chase Investment Services (10), Citigroup Global Markets (60), Edward Jones (18), Fidelity Brokerage Services (10), LPL Financial (10), Merrill Lynch (60), Morgan Stanley Smith Barney (60), Oppenheimer (15), Raymond James (15), TD Ameritrade (10), UBS Financial Services (60), Wells Fargo Advisors (60). [read post]
27 Oct 2009, 2:46 am
In an email copied to several high-level partners, including top dealmaker Edward Herlihy, Roth warned Bank of America officials that a move to break the deal because of Merrill's ballooning fourth-quarter losses would result in a lawsuit from Merrill - one that Bank of America would be likely lose under the relevant precedent. [read post]
14 Oct 2009, 8:08 am
To accomplish this, FINRA has expanded the program to include cases against the following 14 broker-dealers (from 11 broker-dealers): Chase Investment Services (10 cases); Oppenheimer & Co. (15 cases); Raymond James Financial Services/Raymond James & Associates (10 cases); Citigroup Global Markets (60 cases); Merrill Lynch (60 cases); Morgan Stanley Smith Barney (60 cases); UBS Financial Services (60 cases); Wells Fargo Advisors (60 cases); Ameriprise Financial Services (18 cases);… [read post]
9 Oct 2009, 8:47 am
Everyone wants to know what happened in the BofA and Merrill Lynch merger: If only Mayopoulos culd speak and shed some light? [read post]
7 Oct 2009, 3:53 am
Eventually, Lewis named deputy general counsel Edward O'Keefe as the new general counsel for the country's largest bank, with $2.3trn (£1.5trn) in assets and 6,100 branches. [read post]
5 Oct 2009, 5:04 pm
The brokerage firms who have agreed to participate in the pilot program are: Ameriprise Financial Services Charles Schwab Chase Investment Services Citigroup Global Markets Edward Jones Fidelity Brokerage Services LPL Financial Merrill Lynch Morgan Stanley Smith Barney Oppenheimer Raymond James TD Ameritrade UBS Financial Services Wells Fargo Advisors / Wachovia Securities Each of the above firms has committed to participate in a limited number of cases under the program on a… [read post]
16 Sep 2009, 1:47 pm
New Massachusetts companies. [read post]
4 Sep 2009, 1:02 pm
Merrill has reiterated that broker-dealers and banks are responsible for supervising not just their brokers but also their sales assistants, who are able to access confidential client information. [read post]
25 Aug 2009, 7:36 am
" Indeed, according to the SEC, Wachtell's Edward Herlihy was responsible for the merger to begin with. [read post]
24 Aug 2009, 5:00 pm
" Indeed, according to the SEC, Wachtell's Edward Herlihy was responsible for the merger to begin with. [read post]
24 Aug 2009, 5:00 pm
" Indeed, according to the SEC, Wachtell's Edward Herlihy was responsible for the merger to begin with. [read post]
7 Aug 2009, 1:54 pm
Merrill Lynch underwrote the securities that Teva bought. [read post]
12 Jul 2009, 1:17 pm
We enjoyed meeting with marketers Scott Snyder, Diana Lepper, and Dawn Edwards! [read post]
6 Jun 2009, 5:05 am
Forum contributor and member of the Program on Corporate Governance Advisory Board, for his work on Mars’s acquisition of Wrigley • Edward Herlihy, Wachtell, Lipton, Rosen & Katz, Forum guest contributor, for his work on Bank of America’s acquisition of Merrill Lynch • Marshall Huebner, Davis Polk & Wardwell, Forum guest contributor, for his work on the… [read post]
