Search for: "Equity Management II, LLC " Results 181 - 200 of 248
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30 Apr 2012, 3:00 am by Peter A. Mahler
TDK with Jacaranda's consent subsequently assigned its entire membership interest to JG Club Holdings, LLC ("JG") whose membership included Jeffrey Wasserman (the "JG Controlling Member") as the managing majority member, and two non-managing minority members, GRKS II LLC and DZ Ventures LLC (collectively, the "JG Minority Members"). [read post]
10 Apr 2012, 5:01 am by J Robert Brown Jr.
  Members must include those who represent individual equity and debt holders (including mutual funds) and institutional investors (including pension funds and registered investment companies). [read post]
9 Apr 2012, 6:01 am by Mark Astarita
The SEC alleges that Elia and ICIG operated through an informal “Investor Funding Club” and through funds including Vision Equities Fund II, LLC and Vision Equities Fund IV, LLC. [read post]
5 Apr 2012, 7:59 pm by Mandelman
”    And, these loans, by the way, were sold to Ellington Capital Management Group LLC Capital, and the servicing rights were sold to Carrington. [read post]
29 Feb 2012, 11:34 am by Dennis Crouch
  TTI Inventions merged with Intellectual Ventures II, LLC earlier this month as well. [read post]
31 Jan 2012, 12:52 pm by Francis Pileggi
Background This case involves claims by the minority members of an LLC against the majority owner and manager of an LLC. [read post]
1 Dec 2011, 10:43 am
District Court for the Central District of California, and is pending.andnbsp; Provident Royalties offered preferred stock and limited partnership interests in a series of 23 private placements that were marketed and sold by its affiliate Provident Asset Management LLC, a Dallas-based broker-dealer. [read post]
30 Nov 2011, 2:00 am by Kara OBrien
-based advisers managing about $2 billion in private equity fund assets. [read post]
29 Nov 2011, 9:42 am
Meantime, from September ’06 to January ’09, Provident Asset Management, LLC sold and marketed limited partnerships and stock in 23 private placements issued by Provident Royalties. [read post]
4 Nov 2011, 10:48 am
UBS Securities LLC was fined $12 million and censured by the Financial Industry Regulatory Authority, or FINRA, for widespread system deficiencies and a failure to supervise that led to tens of millions of improper short sales. [read post]
4 Oct 2011, 8:48 pm by Badrinath Srinivasan
Ct. 2772 (2010), the Court declares that public policies promoting enforcement of arbitration agreements effectively trump the authority of courts to deny or limit the enforcement of arbitration agreements “upon such grounds as exist at law or in equity for the revocation of any contract” - or, more precisely, to police arbitration agreements for unconscionability. [read post]
25 Aug 2011, 10:18 pm
" t.co/AlL61KT B-IL: Filing an Objection to Discharge is a complaint that-while deficient in form-was timely filed & could be amended. http://t.co/c05eW4h D-CO: LLC member lacks standing to appeal a Court order for relief granting an involuntary petition. t.co/Lp3a7Id D-CO acknowledges validity of provision in LLC operating agr. prohibiting management from filing a bankruptcy petition. t.co/Lp3a7Id B-IL acknowledges that Twiqbal standards… [read post]
3 Jul 2011, 12:13 am by Tomassi Law Associates
The Companys future operating results are dependent upon many factors, including but not limited to the Companys ability to: (i) obtain sufficient capital or a strategic business arrangement to fund its expansion plans; (ii) build the management and human resources and infrastructure necessary to support the growth of its business; (iii) competitive factors and developments beyond the Companys control; and (iv) other risk factors. [read post]