Search for: "Fields v. Securities and Exchange Commission" Results 181 - 200 of 310
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8 Aug 2011, 2:00 am by Kara OBrien
Securities and Exchange Commission (No. 10-1305, July 22, 2011), the question is where does proxy access now stand and what can now be expected? [read post]
21 Oct 2021, 9:03 pm by Jillian Moss
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
16 Jun 2023, 12:54 pm by Chris Skelton
Meanwhile, some notable independent agencies include the Environmental Protection Agency (EPA), the Central Intelligence Agency (CIA), the Federal Communications Commission (FCC), and the Securities and Exchange Commission (SEC). [read post]
12 Oct 2009, 7:43 am
  Introduction            The decision of Judge Jed Rakoff in the settlement agreement between Bank of America (“BofA”) and the Securities and Exchange Commission (“SEC”) is one that could strike fear in the hearts of corporate attorneys everywhere. [read post]
25 Jan 2012, 9:46 pm by Steve Bainbridge
Howard-Anderson, ... the court ordered the plaintiffs it had found to have traded while in possession of confidential, nonpublic information to (i) self-report to the Securities Exchange Commission; (ii) disclose their improper trading in any future application to serve as lead plaintiff; and (iii) disgorge any profits made from the trades. [read post]
12 Aug 2022, 5:55 am by Nicholas Rasmussen
A 32 year-old counterprotester, Heather Heyer, was killed by James Alex Fields Jr. when he deliberately rammed his vehicle through a crowd. [read post]
2 Nov 2021, 1:41 pm by Ellena Erskine
Textualism And Originalism A group of linguistics scholars describe developments in the field of corpus linguistics, which did not exist when District of Columbia v. [read post]
24 Jul 2014, 4:34 am by Nietzer
  Last year, we discussed how Judge Leon’s questioning of a proposed settlement between IBM and the Securities and Exchange Commission for alleged books and records violations possibly contributed to an expanded investigation of the Company, and may have complicated the enforcement picture. [read post]
10 Feb 2022, 7:37 am by Ronald Levin
SEC, Justice Elena Kagan’s majority opinion found that the Security and Exchange Commission’s method of appointing its administrative-law judges violated the appointments clause of the Constitution. [read post]
12 Jan 2016, 4:16 pm by Kevin LaCroix
At the time of coverage, Sun River Energy made regular filings with the Securities and Exchange Commission and traded over the counter, making it a public company. [read post]