Search for: "Fields v. U.S. Securities and Exchange Commission"
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18 Aug 2010, 5:04 am
Ohio, 273 U.S. 510 (1927); see also Caperton v. [read post]
30 Jul 2010, 3:14 am
§ 78j(b), and Securities & Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
25 Jun 2010, 9:22 am
The new Financial Stability Oversight Council, chaired by the Treasury Secretary and comprised of key regulators such as the Fed, SEC and CFTC, would monitor emerging risks to U.S. financial stability, recommend heightened prudential standards for large, interconnected financial companies, and require nonbank financial companies such as hedge funds to be supervised by the Federal Reserve if their failure would pose a risk to U.S. financial stability.Office of Financial ResearchThe… [read post]
23 Jun 2010, 8:30 am
Prior to Johns Hopkins, Harley consulted for the Nuffield Trust on health and security issues, was a program associate with the California Endowment, and worked as an interviewer and analyst on the Baltimore City needle exchange vans. [read post]
12 Apr 2010, 10:44 am
Click Here American Trucking Association et al. v. [read post]
25 Feb 2010, 10:57 am
The inspection also revealed the company failed to adequately maintain secondary containment and failed to promptly remove accumulated oil from field drainage systems. [read post]
24 Feb 2010, 12:23 pm
On February 24, 2010, a federal judge granted a motion to dismiss filed by Sidney Field and David Lampariello in the securities fraud lawsuit filed by the Securities Exchange Commission ("SEC"), SEC v. [read post]
11 Dec 2009, 11:38 am
The SEC is directed to adopt regulations requiring issuers of asset-backed securities to disclose for each tranche or class of security information regarding the assets backing that security. [read post]
18 Nov 2009, 12:29 am
SEC Falls Short in Financial Audit The National Law Journal If there was one federal agency you'd expect to get its financial statements right, it's the Securities and Exchange Commission. [read post]
1 Nov 2009, 8:58 pm
” [33] However, due to the fact that the Tribune Company filed separately from the Chicago Cubs organization, the team should be clear from such action. [34] V. [read post]
11 Oct 2009, 3:47 pm
Finally it will review the most recent legislative efforts and judicial litigation both in the U.S. and in other countries.The greatest benefits from the topics covered will be to students who plan to work for major law firms with international clients, multilateral organizations, multinational corporations and international NGOs. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
5 Aug 2009, 4:00 am
U.S. v. [read post]
9 Jun 2009, 2:23 pm
Our proposal codifies the approach the Ninth Circuit took in CFTC v. [read post]
24 Apr 2009, 3:47 am
Equal Employment Opportunity Commission (EEOC) in 2004. [read post]
22 Oct 2008, 12:15 pm
" In the field of securities regulation, it is hard to imagine illegal conduct that wouldn't potentially have that affect. [read post]
2 Oct 2008, 7:43 pm
Gerry of the U.S. [read post]
2 Oct 2008, 1:41 pm
Securities and Exchange Commission's proxy proposal rule allows shareholders to recommend amendments to a company's articles of incorporation. [read post]
20 Aug 2008, 1:41 pm
Although defendants had not been shown to be participants in those proceedings, we concluded that a conflict existed because, much like agency quasi-judicial proceedings, see Security and Exchange Commission v. [read post]
8 Jul 2008, 8:53 am
For additional information contact [www.gallerywatch.com]
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07/07/2008
Memorandum of Understanding Between the Securities and Exchange Commission and the Board of Governors of the Federal Reserve System (PDF 37.4 KB)Memorandum Announces an Agreement to Increase Information Sharing in Matters Pertaining to the Gramm-Leach-Bliley Act and for Other Purposes07/07/2008
Memorandum to EPA… [read post]
