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7 Apr 2023, 6:30 am
Roberts, Debevoise & Plimpton LLP, on Saturday, April 1, 2023 Tags: Corporate governance, Cyber-risk, Cybersecurity, legal framework, Risk assessment, Supply chain Proxy-Voting Insights: Voting on Politics Posted by Lindsey Stewart, Morningstar, Inc., on Sunday, April 2, 2023 Tags: Asset Managers, climate risk, corporate lobbying, Proxy voting, shareholder resolutions, Transparency Corporate Democracy and the Intermediary Voting Dilemma Posted by Jill E. [read post]
13 Nov 2023, 9:05 pm by renholding
     Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
31 Dec 2017, 5:12 pm by Wolfgang Demino
District Court in Illinois against student loan collector NCO Financial Systems (now operating under a different name), and collection law firm7th-Circuit. [read post]
17 Jan 2020, 5:54 am
Posted by by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, January 17, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 10-16, 2020. [read post]
20 Nov 2020, 6:00 am
Turner, Alliance Of Concerned Investors, on Tuesday, November 17, 2020 Tags: Accounting, Accounting standards, Audits, Disclosure, FASB, Financial reporting, Investor protection, Securities regulation, Transparency Greenwashing Posted by Hao Liang (Singapore Management University), Lin Sun (Fudan University), and Melvyn Teo (Singapore Management University), on Tuesday, November 17, 2020 Tags: Asset… [read post]
10 Apr 2012, 5:01 am by J Robert Brown Jr.
Jean Setzfand, Director of Financial Security for the AARP Anne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement System Damon Silvers, Associate General Counsel for the AFL-CIO Mark Tresnowski, Managing Director and General Counsel, Madison Dearborn Partners, LLC Steven Wallman, Founder and Chief Executive Officer, Foliofn, Inc. [read post]
28 Jan 2013, 7:49 am by Rebecca Shafer, J.D.
  The fiduciary responsibility of the broker is to recommend the best financial protection of the employer assets both for the short term and for the long term. [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
8 Oct 2009, 4:02 am
These are my notes from this session: Moderator: Steve Felix, Head of Client Relations-Real Estate, Aviva Investors Ira Bergstein, Principal & CFO, Palisades Financial, LLC Jack Foster, Head of Real Estate, Franklin Templeton Real Estate Advisors Asha Richards, Vice President & General Counsel for the Private Equity Funds Group, Brookfield Asset Management Inc. [read post]
28 Jul 2011, 10:54 am by James Hamilton
The September 2008 collapse of Lehman Brothers Holdings Inc. disrupted the entire economy and greatly affected owners of the company’s securities. [read post]
18 Jan 2024, 12:00 am by David Kessler (US) and Susan Ross (US)
(¶ 32) NYDFS also found the GGT did not address asset inventory and device management, nor did GGT include the requirement to notify NYDFS within 72 hours of a cybersecurity incident (¶ 35). [read post]
6 Oct 2011, 2:00 am by Kara OBrien
Such exempt advisers would be those advisers who: (i) have 90 percent or more of assets under management attributable to non-U.S. clients; (ii) manage assets of less than $25 million; or (iii) manage venture capital funds and 401(k) plans. [read post]