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17 Jan 2019, 9:02 am
It is once removed int h sense that regulatory management is achieved through influence in financial markets and through shareholder activism, rather than through the formal structures of domestic or international law. [read post]
6 Sep 2019, 11:43 am
I have written about the upcoming conference: Super-Scoring? [read post]
18 Jul 2009, 7:31 am
In April, Chairman Schapiro announced a new Industry and Markets Fellows Program to give industry professionals an opportunity to work for two years in the Office of Risk Assessment and help identify and assess risks in the financial markets. [read post]
16 Apr 2018, 4:48 pm
In a critical sentence, the SEC noted: “[e]ven if an investor’s efforts help to make an enterprise profitable, those efforts do not necessarily equate with a promoter’s significant managerial efforts or control over the enterprise. [read post]
13 Sep 2023, 6:00 am
Mellon was a highly successful financier; one of the world’s first venture-capital investors (financing hundreds of enterprises); a leading philanthropist (original and main benefactor of the National Gallery of Art); and secretary of the U.S. [read post]
11 Dec 2007, 11:55 am
Chamber of Commerce's Space Enterprise Council, said the nascent space tourism industry is boosting the firm's space-related business. [read post]
19 Nov 2017, 5:45 am
This is especially problematic given the increasing dominance and global reach of these large enterprises in the face of the expanding attempts of local courts and local laws to impose responsibilities on these social media giants to protect their citizens. [read post]
7 Oct 2016, 2:40 pm
Baker, Associate Professor of Law, University of Hawaii at Manoa William S. [read post]
11 Jul 2022, 2:50 pm
Published in Landslide, Vol. 14, No. 4, June/July 2022, by the American Bar Association. [read post]
8 Sep 2022, 9:01 pm
”[4] In general, the investing public is buying or selling crypto security tokens because they’re expecting profits derived from the efforts of others in a common enterprise. [read post]
24 Oct 2019, 2:40 pm
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
20 Jan 2022, 4:38 am
Malhotra also serves as a trusted eDiscovery advisor to some of the firm’s largest financial and technology sector clients. [read post]
19 Apr 2010, 4:29 pm
Grantland Financial Corp., 866 F.Supp. 807, 809 (S.D.N.Y. 1994) (finding that securities laws are not properly invoked where a loan results from direct negotiations between the parties); see also Prochaska & Associates, Inc., v. [read post]
20 Sep 2021, 11:44 am
Ensure that NSA leadership is informed of significant developments in the law, important judicial, administrative, or other decisions affecting the NSA enterprise, its people, or its resources. k. [read post]
2 Jan 2009, 8:22 am
” L'Heureux Enterprises, Inc. v. [read post]
18 Feb 2018, 7:45 pm
Google Inc.[11]. [read post]
8 May 2012, 5:15 pm
See, e.g., ACands, Inc. v. [read post]
25 Oct 2012, 10:09 am
These toxic products were then sold to the government sponsored enterprises as good loans. [read post]
18 Apr 2014, 9:08 pm
Aereo, Inc. [read post]
3 Apr 2009, 5:10 am
His leadership during the financial crisis and the shifting regulatory landscape has enabled GE to avoid seeking bailout money from the Troubled Assets Relief Program. [read post]
