Search for: "Financial Security Assurance, Inc."
Results 181 - 200
of 626
Sort by Relevance
|
Sort by Date
24 Dec 2019, 7:19 am
According to FINRA Disciplinary actions for December 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bartley, Jevon Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Cross, Anita Gasser, Robert Barclays Capital Inc … [read post]
18 Dec 2019, 4:00 pm
DOL Proposes New Electronic Distribution Rule Errors in ACA Penalty Assessments Require Prompt Employer Action New Health Care Design Opportunity for Large Employers: Individual HRAs Newly Proposed Health Insurance Cost and Coverage Transparency Requirements Remedial Amendment Period Closing Soon for Self-Correcting 403(b) Plans IRS Opens Determination Letter Window to Cash Balance and Other Hybrid Plans Final Regulations on 401(k) Hardship Withdrawals Massachusetts Among Several States Implementing… [read post]
12 Dec 2019, 9:02 pm
Documents not only make clear the group’s aim is securing an Ernst win in 2020, but they also show Ernst and her campaign worked in close concert with Iowa Values. [read post]
26 Nov 2019, 7:02 am
AXA Advisors LLC The Equitable Lie Assurance Society of the United States Su, Zachary JP Morgan Securities World Financial Group Uwechue, Anthony JP Morgan Securities Chase Investment Serivces Wright, Tiana Northwestern Mutual Investment Services Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
25 Nov 2019, 12:18 pm
Scott Silver is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
10 Nov 2019, 6:10 am
CVR Partners LP (UAN), is a growth-oriented limited partnership formed by CVR Energy, Inc. to own, operate and grow our nitrogen fertilizer business. [read post]
31 Oct 2019, 6:20 am
On October 25, an all-public Financial Industry Regulatory Authority Inc. panel reportedly ruled that Raymond James was liable for transactions allegedly conducted by former financial advisor James Edward Lyons (Eddie Lyons), who was reportedly barred last year from the securities industry. [read post]
4 Oct 2019, 3:00 am
Collins pleaded guilty to two of eight counts he was charged with: conspiracy to commit securities fraud and false statements to the FBI. [read post]
25 Sep 2019, 3:58 pm
Given the growth in both the frequency and success of these challenges, businesses using contingent workforce workers generally should (1) realistically reevaluate their potential exposure to minimum wage and overtime liability from services received from contingent workers; and (2) pursue opportunities to mitigate these exposures by reconfiguring these relationships, contracting for assurances and access to documentation necessary to prove that the contingent workforce provider… [read post]
5 Sep 2019, 5:50 am
(Alan observed that this position is inconsistent with the Seventh Circuit’s 2010 decision in Midwest Title Loans, Inc. v. [read post]
15 Jul 2019, 12:05 pm
” The committee will call Jill Marie Bussey, Director of Advocacy at Catholic Legal Immigration Network, Inc.; Eric Cohen, Executive Director, Immigrant Legal Resource Center; Michael Hoefer, Chief of the Office of Performance and Quality, U.S. [read post]
10 Jul 2019, 1:35 am
Neither does the fact that the charges under both heads are secured on the ship. [read post]
1 Jul 2019, 11:27 am
But just to be on the safe side they checked with their employer who was in bankruptcy and with the health provider, who both gave the green light and assured Jennifer and her husband that the medical procedures would be covered. [read post]
25 Jun 2019, 7:26 am
Silver Law Group has filed a FINRA arbitration claim on behalf of clients against Centaurus Financial, Inc. [read post]
24 Jun 2019, 1:41 pm
” The committee will call Tristan Harris, Co-Founder and Executive Director, Center for Humane Technology; Rashida Richardson, Director of Policy Research, AI Now Institute; Maggie Stanphill, Director, Google User Experience, Google, Inc.; and Stephen Wolfram, Founder and Chief Executive Officer, Wolfram Research. [read post]
30 May 2019, 5:09 am
” Informed, Inc. [read post]
24 May 2019, 9:41 am
Financial buyers include “private equit [read post]
20 May 2019, 9:11 am
PLS Financial Services, Inc., however, a federal district court and the Fifth Circuit reached the opposite conclusion in a proposed class action presenting the very same litigation waiver question under almost identical factual circumstances, 689 Fed.Appx. 800 (5th Cir. 2017) (per curiam).How should these cases be counted? [read post]
18 May 2019, 9:27 am
THE LODESTAR COMES TO ALL LONE STAR STATE COURTS Last month the Texas Supreme Court handed down an important decision on attorney’s fees in a case involving a dispute over a commercial lease. [read post]
6 May 2019, 5:44 pm
Department of Health and Human Services (“HHS”) Office for Civil Rights (“OCR”) shows the Covered Entity breached the privacy, data security, business associate agreement and breach notificataion rules of the Health Insurance Portability and Accountability Act (HIPAA) Security and Breach Notification Rules before or after the breach. [read post]
