Search for: "First Clearing, LLC" Results 181 - 200 of 7,724
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
12 Feb 2024, 8:29 am by David McLain
The post At Long Last, the Colorado Legislature Gets Serious About Construction Defect Reform – In a Constructive Way appeared first on Higgins, Hopkins, McLain & Roswell, LLC. [read post]
12 Feb 2024, 6:07 am by Kevin LaCroix
. ********************* The fiduciary imprudence case filed on February 5, 2024 against Johnson & Johnson in the District Court of New Jersey was not the first excess fee case filed against a large health plan – the previous cases against MetLife, the Sequoia MEWA, and the UNITEHERE national multiemployer health plan were first – but it was the most anticipated. [read post]
12 Feb 2024, 4:04 am by Peter J. Sluka
By April 2019, it became clear that the Company was going ahead with the Reorganization Plan. [read post]
11 Feb 2024, 8:55 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Raul Benitez (Benitez), formerly employed by Wells Fargo Clearing Services , LLC (Wells Fargo) has been subject to at least six customer complaints and one termination for cause during the course of his career. [read post]
8 Feb 2024, 7:47 am by Cynthia Marcotte Stamer
According to Regional Solicitor of Labor Maia Fisher, “The court’s award of $225,000 in punitive damages and over $359,000 in damages overall sends a clear message that the U.S. [read post]
5 Feb 2024, 10:06 am by Kevin LaCroix
In the following guest post, Anne Catapano, VP Financial Lines Claims, Ascot Insurance Company, Christina Errico, VP, Professional Liability Claims Manager, Ascot Insurance Company, Elan Kandel, Member, Bailey Cavalieri LLC, James Talbert, Associate, Bailey Cavalieri LLC and Tyler Hopkins, Associate, Bailey Cavalieri LLC, review the past year’s key management and professional liability insurance coverage decisions. [read post]
5 Feb 2024, 6:56 am by Dennis Crouch
GM Global Technology Operations LLC 21-2348. [read post]
4 Feb 2024, 8:07 pm by Dennis Crouch
GM Global Technology Operations LLC, the court will consider whether to apply a more stringent obviousness test to design patents. [read post]
1 Feb 2024, 3:27 pm by Alex J. Brackett and Stephen Tagert
”   On April 19, 2023, BIS backed up its new enforcement philosophy when it imposed a $300 million civil penalty against California-based Seagate Technology LLC and Singapore-based Seagate International Headquarters Pte. [read post]
1 Feb 2024, 1:34 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2024, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Scott Reed   First Financial Equity Corporation   Wells Fargo Clearing Services, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
1 Feb 2024, 11:55 am by Silver Law Group
Morgan Securities LLC   Wells Fargo Clearing Services, LLC   Stalin Cruz   SW Financial   Windsor Street Capital, L.P. [read post]
29 Jan 2024, 10:48 pm by Aaron Moss
Late last week they filed a federal court copyright infringement and right of publicity lawsuit against Dudesy, LLC, along with Sasso and Kultgen personally (read the complaint here). [read post]
28 Jan 2024, 8:49 pm by Marty Lederman
” Accordingly, the Anderson plaintiffs have not obtained the relief they were seeking for the primary election, and it's not clear that they'd be able to do so, even if the Supreme Court were to rule in their favor. [read post]