Search for: "First Financial Equity Corp."
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10 Oct 2008, 3:18 am
Who could have anticipated where all of this would lead when the subprime litigation wave first started to emerge back in February 2007? [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial Services… [read post]
22 Nov 2015, 1:35 pm
From March 1995, until August 2007, Bolton was associated with First Montauk Securities Corp. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
7 Mar 2016, 4:40 am
"First, both the increased maximum wage and the changes to ratings translate into sizable increases in wage-replacement rates, while the impact of the return-to-work benefit on overall wage replacement rates is more modest," the report says. [read post]
28 Jul 2010, 9:46 pm
Within five days, Ashton ratified all prior actions of the board related to the deal, including its prior retention of supposedly independent counsel Baker Botts and financial advisor, defendant KeyBanc, a subsidiary of Key Corp., and blessed the $147 million sales price. [read post]
7 Feb 2017, 12:12 am
Corp. [read post]
11 Nov 2021, 8:18 pm
First, the SEC staff concluded that a short squeeze does not adequately explain what happened. [read post]
10 Apr 2018, 2:40 pm
At one extreme, and still quite powerful, the law views the corporation as property in the hands of its equity owners. [read post]
22 Mar 2021, 3:13 pm
Corp. [read post]
22 Mar 2021, 3:13 pm
Corp. [read post]
29 Jun 2020, 12:50 pm
DY: First, I need to understand the business model. [read post]
13 Oct 2011, 7:45 pm
Cir. 2007) ("If we were to weigh the evidence ourselves to reach a conclusion on injunctive relief, we would effectively be exercising our own discretion as if we were the first-line court of equity. [read post]
3 Jun 2022, 7:18 am
Repple & Company involving GWG L Bonds FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in… The post Arete Wealth Management Lawsuit filed involving GWG L Bonds appeared first on The White Law Group. [read post]
21 Aug 2007, 8:01 pm
Some investors speculate Berkshire could be a buyer for parts of mortgage lender Countrywide Financial Corp., whose stock price has been hit hard by subprime worries. [read post]
9 Jan 2012, 12:58 am
To be sure, the dismissals of a number of other cases has been affirmed on appeal, including the dismissal in the NovaStar Financial case (refer here), Centerline (here); Impac Mortgage (here); Home Banc Corporation (here); Regions Financial Corp. [read post]
19 Feb 2010, 7:00 am
CBS news reports that privately owned Uno Restaurant Holdings Corp. said a majority of its bond holders had agreed to convert $142 million in senior secured debt into a 96 percent equity stake in the reorganized company. [read post]
11 Dec 2023, 9:05 pm
KKR Financial Holdings, , which conceptually followed M&F Worldwide by providing for case-dispositive standard shifting, albeit in non-controlling stockholder transactions. [read post]
2 Feb 2009, 3:15 am
This project has been an enormous effort on the part of the Corp Fin Staff under an extraordinarily tight timeframe. [read post]
15 Aug 2008, 10:14 pm
NationsCredit Financial Services Corp., 376 Ill.App.3d 527 (1st Dist. 2007). [read post]
