Search for: "Frank Chang"
Results 181 - 200
of 8,117
Sorted by Relevance
|
Sort by Date
1 Aug 2010, 2:07 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) has changed a number of laws in all of the securities acts including the Commodity Exchange Act. [read post]
4 Aug 2011, 2:11 am
” FSOC went on to say that its “best plan is to plan for constant change and the potential for instability, and to recognize that the threats will constantly be changing in ways we cannot predict or fully understand. [read post]
23 Nov 2014, 3:00 am
The will was changed 28 days before Stewart died, and named Franks as his personal solicitor and executor. [read post]
22 Feb 2016, 4:25 pm
Our colleague Frank C. [read post]
10 Dec 2014, 7:01 am
” FINRA rule change. [read post]
10 Sep 2010, 6:00 am
Finally, we may see some changes to Rule 260.234 that exempts certain advisers from the California’s prohibition. [read post]
27 Mar 2011, 1:53 pm
----After posting this I googled for Frank Richards. [read post]
22 Jul 2010, 3:40 pm
" Fourth, the legislation calls for changes in the regulatory landscape for "main street" financial institutions and their holding companies, as we have detailed in our client alert "Impact of the Dodd-Frank Act on Main Street. [read post]
2 Feb 2011, 9:53 am
“The committee will assess the results of the implementation of the Dodd-Frank Act to improve those parts of the act that work well while changing those parts that do not,” according to the proposal. [read post]
3 Nov 2010, 4:39 am
Whistleblowers: Change in the Playing Field? [read post]
31 Aug 2010, 11:32 am
" Much the same can be said of the new Dodd-Frank bill, as well. [read post]
19 Jul 2010, 12:21 pm
Adjusting those numbers for inflation could have changed the investment for angel investors dramatically. [read post]
11 May 2010, 7:05 am
[I am quoting pieces of what Robert Frank wrote (in italics) and my responses. [read post]
2 Aug 2011, 1:20 pm
Congress provided some guidance in Dodd-Frank, but did not provide an exhaustive list of what creditworthiness metrics should be used. [read post]
2 Aug 2011, 1:20 pm
Congress provided some guidance in Dodd-Frank, but did not provide an exhaustive list of what creditworthiness metrics should be used. [read post]
17 Jan 2012, 7:06 am
On July 21, 2011, thrift institutions entered a new regulatory structure, with the transfer of regulatory responsibility for these institutions from the Office of Thrift Supervision (“OTS”) to the other federal banking agencies and with other changes under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank” or the “Act”). [1] Dodd-Frank and related reforms, including new international capital standards,… [read post]
13 Apr 2013, 10:08 am
According to Commissioner for the Internal Market Michel Barnier, this change to the Directive puts the E.U. on a level playing field with the U.S., which mandated such disclosure in Section 1504 of the Dodd-Frank Act.While the E.U. legislation is broadly similar to the Dodd-Frank Act requirements, they go further in two respects. [read post]
16 Jul 2010, 7:46 am
Kaufman of Morrison & Foerster delved into topics such as the Volcker Rule, Lincoln Provision and other important changes in Title VII of Dodd-Frank. [read post]
31 Aug 2020, 2:03 pm
The Dodd-Frank Act transferred the FTC’s rulemaking authority under parts of the FCRA to the CFPB. [read post]
28 Dec 2007, 10:22 pm
HISTORY OF FRANK LEE SMITH'S CASE A. [read post]
