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28 Nov 2023, 4:58 am
Frank Thorp V and Megan Lebowitz report for NBC News. [read post]
24 Nov 2023, 12:19 am
It turned out that there was an extremely high change rate. [read post]
21 Nov 2023, 9:54 am
Law firms that sponsored the conference included Robert Slaughter's firm, Slaughter & Lipton Law; Davis, Wright Tremain (Alli Condra and Kim Bousquet); and Olsson Frank Weeda (Kyla Kaplan).Next year’s conference will be in Memphis, Tennessee, and we will once again expect LL.M. candidates, alumni and professors to hold prominent roles. [read post]
16 Nov 2023, 9:01 pm
These changes reverse key aspects of changes made during the Trump administration to the designation framework and procedures. [read post]
15 Nov 2023, 6:26 am
According to the SEC’s orders, the companies obtained qualification from the SEC for their securities offerings using Regulation A—which provides companies a limited exemption from registration under the Securities Act as long as they meet specific requirements—but subsequently made one or more significant changes to their offerings that made the offerings no longer meet the requirements of the exemption, such as increasing the number of shares offered, increasing or… [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s orders, the companies obtained qualification from the SEC for their securities offerings using Regulation A—which provides companies a limited exemption from registration under the Securities Act as long as they meet specific requirements—but subsequently made one or more significant changes to their offerings that made the offerings no longer meet the requirements of the exemption, such as increasing the number of shares offered, increasing or… [read post]
14 Nov 2023, 9:04 am
The CFTC Whistleblower Fund Improvement Act raises this cap, which has not been changed since it was instituted in 2010. [read post]
13 Nov 2023, 9:05 pm
In a statement explaining the rationale for the Council’s revised approach, Treasury Secretary Janet Yellen, who chairs the FSOC, argued that the Interpretive Guidance “eliminates several prerequisites to designation in place under the [2019 Interpretive Guidance] that were not contemplated by the Dodd-Frank Act and that are based on a flawed view of how financial risks develop and spread. [read post]
12 Nov 2023, 9:05 pm
The SEC eventually changed the regulatory framework to accommodate these funds: Plain-vanilla ETFs no longer need exemptions and can instead rely on Rule 6c-11, adopted in September 2019. [read post]
12 Nov 2023, 7:30 am
” Washington Post (Opinion, Editorial Board) Equity and Justice Related Articles & Resources: A law that helped end slavery is now a weapon to end affirmative action (Julian Mark, Washington Post) California Tried to Warn Us (Shirin Ali, Slate) LGBTQ candidates scorecard 2023 Election night (Lisa Keen, Out Smart) Climate Change Articles & Resources: Earth just had its hottest year on record — climate change is to blame (Carissa Wong, Nature) … [read post]
11 Nov 2023, 6:30 am
Ultimately, Rule 13f-2 seeks to address Congress’ directive under Section 929X of the Dodd-Frank Act to provide more transparency of short selling. [read post]
11 Nov 2023, 6:30 am
Ultimately, Rule 13f-2 seeks to address Congress’ directive under Section 929X of the Dodd-Frank Act to provide more transparency of short selling. [read post]
9 Nov 2023, 6:10 am
So changing gears a little bit, can you tell us something interesting about yourself that most people don’t know? [read post]
9 Nov 2023, 1:38 am
Pre-trials allow for frank conversations between Crown and defence counsel on how the case may resolve or what the trial issues may be. [read post]
7 Nov 2023, 10:40 am
Competition agencies and courts could have more resources and faster procedures to adjudicate cases before markets and market structures change, thereby rendering any potential remedy useless. [read post]
6 Nov 2023, 3:15 pm
“Using the highly effective transnational whistleblower laws is an essential tool for combating environmental crimes and mitigating climate change. [read post]
2 Nov 2023, 9:01 pm
The adopting release reflects changes in response to public comment. [read post]
30 Oct 2023, 10:47 am
If we think it’s a stretch, we’ll be frank with you. [read post]
29 Oct 2023, 3:10 pm
., and how the Dodd-Frank Act responded to the 2007 financial crisis. [read post]
27 Oct 2023, 6:00 am
The proposed changes to Regulation II under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act would also change the amounts that bank card issuers subject to the rule can charge to cover fraud costs and to counter fraud losses. [read post]
