Search for: "Franke Investments Ltd"
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15 Dec 2011, 12:22 am
National Australia Bank Ltd., 130 S. [read post]
8 Dec 2011, 9:13 pm
Ltd., 243 F.3d 559 (Fed. [read post]
24 Nov 2011, 1:02 pm
SIPC coverage is not all-encompassing, however, and generally does not apply to investments such as commodity of futures contracts, investment contracts, and oil/gas/mineral leases unless those investments are registered with the SEC. [read post]
21 Nov 2011, 4:10 am
Perpetual Trustee Company Ltd v BNY Corporate Trustee Services Ltd and Lehman Brothers Special Financing Inc; and Belmont Park Investments PTY Ltd v BNY Corporate Trustee Services Ltd and Lehman Brothers Special Financing Inc, heard 1 – 3 March 2011. [read post]
27 Oct 2011, 11:34 am
At a forum hosted by the American Bar Association, senior SEC officials discussed a number of issues around international securities regulation, including regulatory arbitrage, the Dodd-Frank conflict minerals provisions, the Supreme Court’s Morrison ruling and the SEC study on the extraterritorial reach of the federal securities laws mandated by Dodd-Frank. [read post]
11 Oct 2011, 5:00 am
Japan Credit Rating Agency, Ltd. [read post]
7 Oct 2011, 9:04 pm
Says Shepherd Smith Edwards & Kantas LTD LLP Founder and Securities Fraud Attorney William Shepherd, “Washington is again bowing to Wall Street pressure to exempt them from liability for their wrongful acts. [read post]
4 Oct 2011, 3:28 pm
Investors say “this must be a good investment, because it got a good rating from an agency I trust. [read post]
2 Aug 2011, 4:03 pm
Federal Election Commission (PDF) H.R. 2517: Shareholder Protection Act of 2011, GovTrack More Blog Posts: Securities Lawsuits Expected to Reach Record High in ’11, Says Advisen Ltd. [read post]
28 Jun 2011, 6:18 am
Frequency VotesAlso on this season's ballots were separate Dodd-Frank-mandated votes on the frequency of future "say on pay" votes. [read post]
21 Nov 2010, 11:36 pm
Ct., New York County, No. 600469-2009, and Frank E. [read post]
27 Oct 2010, 10:23 am
National Australia Bank, Ltd, US Sup. [read post]
22 Oct 2010, 9:16 am
Dodd-Frank effectively expanded the territorial reach of the antifraud provisions of the federal securities laws, but it did not address the territorial reach of RICO.The August 24, 2010, decision is Cedeno v. [read post]
21 Sep 2010, 7:09 pm
Frank Pusateri (Adriondack Portfolio Management, Inc) Bucky Isaacson (Future Funding Consultants) 9:00 – 9:30 – Marketing in Europe (Sponsored by Horizon Cash Management, LLC) Cecilia Mortimore (Credit-Suisse Securities (USA) LLC) 9:30 – 10:00 – Institutional Marketing (Sponsored by Mallon P.C.) [read post]
1 Aug 2010, 2:32 am
FERC Commissioner Philip Moeller: Perspectives on the Energy Industry Location: San Francisco, CA August 3 Sponsor: 100 Women in Hedge Funds Event: 100WHF Leverage Event: Tools for Uncovering Hidden Investment and Business Risks Location: New York, NY August 5 Sponsor: Hedge Fund Association Event: HFA Midwest Chapter Summer Cocktail Reception Location: Minneapolis, MN August 5 Sponsor: Managed Funds Association Event: New Regulatory Reforms: The Impact on Your Business Location: New… [read post]
8 Jun 2010, 7:34 pm
Frank L. [read post]
2 Jun 2010, 7:06 am
Other players such as Toronto-based DBRS Ltd. are pushing to gain market share. [read post]
2 Mar 2010, 1:09 am
Court of Appeal (Civil Division) Olden v Serious Organised Crime Agency [2010] EWCA Civ 143 (26 February 2010) Mohamed, R (on the application of) v Secretary of State for Foreign & Commonwealth Affairs (Rev 1) [2010] EWCA Civ 158 (26 February 2010) LG, R (on the application of) v Independent Appeal Panel for Tom Hood School & Ors [2010] EWCA Civ 142 (26 February 2010) Mann v Northern Electric Distribution Ltd [2010] EWCA Civ 141 (26 February 2010) Stanford International Bank… [read post]
24 Feb 2010, 3:03 am
Court of Appeal (Civil Division) Richard Buxton (Solicitors) v Mills-Owens & Anor [2010] EWCA Civ 122 (23 February 2010) Franked Investment Group Litigation Test Claimants v Inland Revenue & Anor [2010] EWCA Civ 103 (23 February 2010) National Grid Plc v Gas and Electricity Markets Authority & Ors [2010] EWCA Civ 114 (23 February 2010) High Court (Patents Court) Intervet UK Ltd v Merial R. [read post]
31 Oct 2009, 4:06 pm
October 31, 2009 – A summary review of environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
