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29 May 2023, 1:26 pm
FINRA Took Wells Fargo Stockbroker Outback to a Bar and SEC Says It's The Last Round (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/7072/finra-sec-outback-mellon/ A former Wells Fargo Clearing Services, LLC registered representative attempted to pay $3,800 to purchase an Outback Bowl VIP Club Membership, which included tickets for the New Year's Day 2016 game. [read post]
26 May 2023, 4:43 pm
Trident Partners, LLC Tribal Prosecutor. [read post]
24 May 2023, 7:02 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
23 May 2023, 12:41 pm
FINRA Sanctions Axos Invest LLC for Reg BI Failures According to the Financial Industry Regulatory Authority (FINRA), the self- regulator has reportedly censured and fined Axos Invest LLC $75,000 for regulatory issues. [read post]
22 May 2023, 10:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 May 2023, 3:48 pm
Enter commercial Property Assessed Clean Energy (PACE) financing, a game changing solution that empowers commercial building owners to invest in sustainability improvements while simultaneously reaping financial benefits. [read post]
18 May 2023, 10:47 am
It’s a bit like being on a team where everyone gets to have a say in the game plan. [read post]
17 May 2023, 1:27 pm
Fractional General Counsel: A Game-Changer for Growing Businesses The Ultimate Business Owner’s Handbook not only covers essential legal topics but also introduces you to the benefits of working with a fractional general counsel.Many business owners are familiar with the concept of a fractional CFO (a part-time financial expert who offers financial management and business consulting services). [read post]
16 May 2023, 10:01 am
If everything is in your name, it is all fair game to the potential creditor. [read post]
15 May 2023, 10:58 am
App Store Simulated Casino-Style Games, 2022 WL 4009918 (N.D. [read post]
10 May 2023, 1:55 pm
Cherokee Nation Entertainment, LLC (Mental Distress; Summary Judgment) In the Matter of K.E.L. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
5 May 2023, 8:00 am
Equal Employment Opportunity Commission (EEOC) filed suit on April 6, 2023, against DTG Las Vegas, LLC, Fifth Street Gaming, LLC, and, DTG Las Vegas Manager, LLC (collectively “Downtown Grand Hotel & Casino”).Apparently, employees with medical conditions, such as “levoscoliosis, sciatica and cancer,” were repeatedly subjected to “over-scrutiny, threats of discipline and, in one case, discharge. [read post]
1 May 2023, 5:58 pm
The world’s largest record company says it has a clear view of the legal landscape surrounding AI-generated music. [read post]
27 Apr 2023, 7:14 am
"] In re Laxamentum Technologies, LLC, Serial No. 90441532 (April 25, 2023) [not precedential] (Opinion by Judge Christopher Larkin) [Section 2(d) refusal of GAMEGUARDIAN for "Providing website featuring a forum on video game cheats, video game information, news, game play strategies, frequently asked questions about video games, journals, previews, reviews and commentary on video games," in view of the registered mark GUARDIAN… [read post]
21 Apr 2023, 6:00 am
Among the highlights were the FTC’s complaint against Epic Games, the maker of Fortnite, for allegedly violating COPPA; efforts to prevent junk fees; and a proposed negative option rule. [read post]
19 Apr 2023, 4:18 pm
Also, part-time watching news videos, playing Games and a deep lover of Web developer and Web designing. [read post]
19 Apr 2023, 1:42 pm
New Mexico Compilation Commission Advisory Committee (Constitutional Amendment) Lustre Oil Company LLC v. [read post]
18 Apr 2023, 2:43 pm
Rosland Capital LLC (2020) 47 Cal.App.5th 204, 209 (Dennison).) [read post]
18 Apr 2023, 3:37 am
Video Game Palooza et al. [read post]
