Search for: "Gurbir Grewal"
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31 May 2023, 11:04 am
From the words of Gurbir Grewal, the Director of Enforcement himself: The size of today’s award — the highest in our program’s history — not only incentivizes whistleblowers to come forward with accurate information about potential securities law violations, but also reflects the tremendous success of our whistleblower program. [read post]
17 Sep 2024, 10:10 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
18 Jan 2024, 9:33 am
It is a point SEC Enforcement Director Gurbir Grewal made loud and clear in the SEC’s announcement of this latest settlement: Whether it’s in your employment contracts, settlement agreements or elsewhere, you simply cannot include provisions that prevent individuals from contacting the SEC with evidence of wrongdoing. [read post]
15 Sep 2023, 3:00 am
” SEC Enforcement Division Director, Gurbir S. [read post]
31 Oct 2023, 11:41 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
1 Mar 2023, 12:59 pm
Grewal, Director of the SEC’s Division of Enforcement. [read post]
14 Apr 2024, 9:01 pm
The SEC released a statement from Division of Enforcement Director Gurbir Grewal that the case was “nothing novel” and was instead “insider trading, pure and simple. [read post]
7 Jun 2022, 2:31 pm
Grewal, Director of the SEC’s Division of Enforcement. [read post]
29 May 2022, 4:45 pm
Grewal, Director of the SEC’s Division of Enforcement. [read post]
16 Jan 2024, 9:08 am
Gurbir S. [read post]
6 Oct 2023, 8:58 am
In announcing the most recent settlement, SEC Director of Enforcement Gurbir S. [read post]
4 Sep 2024, 9:01 pm
” After several public statements by Chairman Gary Gensler and Enforcement Director Gurbir Grewal, the SEC has begun bringing enforcement actions alleging “AI washing” – these cases involve claims by the Commission that a company’s assertions that its business relies upon artificial intelligence are materially false and misleading. [read post]
1 Feb 2024, 3:30 am
I don’t know the extent to which this materialized, but a couple years ago, Enforcement Director Gurbir Grewal indicated that the Staff and Commission might get more aggressive in requiring admissions as a condition to settlement, meaning that defendants would end up with a one-sided condition of “no deny. [read post]
15 Aug 2024, 9:01 pm
Grewal, Director of the SEC’s Division of Enforcement. [read post]
13 Jun 2022, 6:56 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
5 May 2022, 3:35 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
8 Aug 2023, 9:31 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
15 Jan 2025, 9:58 am
The SEC’s Former Director of the Division of Enforcement, Gurbir Grewal, warned against the practice this way: “If you are rushing to make claims about using AI … to capitalize on growing investor interest, stop. [read post]
15 Nov 2022, 1:00 pm
Grewal, Director of the Division of Enforcement. [read post]
17 Sep 2024, 10:01 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
