Search for: "Harry Dodds" Results 181 - 200 of 295
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7 Jul 2011, 9:56 am by Felix Shipkevich
The Dodd-Frank Act is days away from its first anniversary, and the CFTC and SEC have fallen behind on rulemaking and implementation. [read post]
23 May 2011, 6:28 pm by Sam E. Antar
 Republican Presidential hopeful Michelle Bachmann wants to completely repeal Dodd-Frank, so white-collar criminals will never have to worry about potential whistleblowers. [read post]
10 Apr 2011, 6:49 am by Jonathan H. Adler
Dodd Harris finds the petition’s arguments “absolutely devastating. [read post]
30 Mar 2011, 4:35 am by Rob Robinson
http://tinyurl.com/5vwgrdw (Josh Camson) Judge Have Mercy, The Dog Ate My Discovery – http://tinyurl.com/4h8w3yr (Edward Piasecki) Lawyer, Firm File Suit Over “False Review” http://tinyurl.com/4l4txw2 (Brenda Sapino Jeffreys) More Discovery Woes from Web 2.0 - http://tinyurl.com/4jz83au (Joe Dysart) Operation “Night Dragon”: A Data Breach Illuminated – http://tinyurl.com/48uczlv (Sharon Nelson, John Simek) ‘Pension Committee’ — One Year Later -… [read post]
15 Mar 2011, 6:00 am by Doug Cornelius
SEC, in Split Vote, Backs Bonus Curbs on Brokers, Hedge Funds by Jessica Holzer in the Wall Street Journal Incentive Compensation Limitations and Disclosures for Private Fund Managers – prior post in Compliance Building The Buck Stops Here – Harry S. [read post]
15 Mar 2011, 6:00 am by Doug Cornelius
SEC, in Split Vote, Backs Bonus Curbs on Brokers, Hedge Funds by Jessica Holzer in the Wall Street Journal Incentive Compensation Limitations and Disclosures for Private Fund Managers – prior post in Compliance Building The Buck Stops Here – Harry S. [read post]
21 Feb 2011, 11:20 am by Roshonda Scipio
. : University Press of Kansas, c2009.Consumer ProtectionKFP81 .P4 no. 6645The Dodd-Frank Wall Street Reform and Consumer Protection Act : game changer? [read post]
18 Feb 2011, 6:00 am by Kara OBrien
  In this article, Harry Pugh says in order to successfully adhere to the letter and spirit of the Dodd-Frank Act, financial services firms must do a far better job of knowing what information they have and where it is. [read post]
24 Jan 2011, 7:15 am by Larry Ribstein
Harris when Congress tried to impose a fiduciary duty concerning compensation of mutual fund advisors, and my post from last August on brokers as fiduciaries. [read post]
30 Dec 2010, 6:56 am by S2KM Limited
Dodd-Frank re-writes federal banking law and creates a new Bureau of Consumer Financial Protection. [read post]
16 Dec 2010, 12:17 pm by Christine Hurt
  There are Cassandras, but as in real-life, Cassandras (think Harry Markopolos) are a mixed bag. [read post]
16 Dec 2010, 9:21 am by gstasiewicz
The evidence clearly showed that Dodd and Conrad knew they were receiving preferential treatment despite repeated denials. [read post]
2 Dec 2010, 9:16 am by Roshonda Scipio
Dodd, Victoria J.Durham, N.C. : Carolina Academic Press, c2010.Election LawKF4886 .K37 2010Campaign rules : a 50-state guide to campaigns and elections in America / Nina Kasniunas and Daniel M. [read post]