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26 May 2022, 6:40 am
Posted by Hester M. [read post]
26 May 2022, 6:40 am
Posted by Hester M. [read post]
10 May 2022, 8:27 am
By Jay Fishman, J.D.The SEC Small Business Capital Formation Advisory Committee held a virtual meeting on Friday May 6, 2022, inviting three guests to speak about the potential effects of the Commission’s March 21 2022 proposed climate-related disclosure rule amendments on small businesses.While the proposal remains out for public comment: (1) Chair Gary Gensler made opening remarks; (2) Commissioner Hester Peirce made subsequent remarks; (3) Corporation Finance as Deputy Director for… [read post]
10 May 2022, 6:30 am
SEC Commissioner Hester Peirce issued a lengthy dissenting statement sharply rebuking the Proposal, including on the basis that the SEC lacks authority to issue climate-related disclosure rules. [read post]
10 May 2022, 6:30 am
SEC Commissioner Hester Peirce issued a lengthy dissenting statement sharply rebuking the Proposal, including on the basis that the SEC lacks authority to issue climate-related disclosure rules. [read post]
26 Apr 2022, 6:52 am
Notably, Commissioner Hester M. [read post]
25 Apr 2022, 9:01 pm
The action, which garnered a spirited dissent from Commissioner Hester Peirce, offers a few important takeaways for companies hoping to avoid running afoul of Rule 21F-17(a) should an employee share concerns about conduct that potentially violates the securities laws. [read post]
23 Apr 2022, 5:36 pm
While SEC Commissioner Hester M. [read post]
22 Apr 2022, 12:30 pm
In her dissent, SEC Commissioner Hester M. [read post]
20 Apr 2022, 6:22 am
By Anne Sherry, J.D.In a statement, SEC Commissioner Hester Peirce called out the agency for failing to declare effective a SPAC’s Form S-4 registration statement, tanking its plans to acquire SolarMax Technology. [read post]
18 Apr 2022, 3:30 am
That announcement prompted an extraordinary statement from Commissioner Hester Peirce criticizing the SEC for its inaction concerning that registration statement. [read post]
15 Apr 2022, 11:42 pm
(Commissioner Hester M. [read post]
15 Apr 2022, 2:34 pm
FINRA Rights REIT Wrongs With Fine and Suspension (BrokeAndBroker.com Blog)SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme (SEC Release)Court Orders Five Defendants in International Ponzi Scheme to Pay Over $13.1 Million (SEC Release)SEC Charges Former CFO and Son with Insider Trading (SEC Release)SEC Charges Four Defendants in Microcap Fraud Scheme (SEC Release)Statement Regarding SPAC Matter by SEC Commissioner Hester M. [read post]
14 Apr 2022, 2:32 pm
(Michiel Poesen, KU Leuven) Persoonlijke identiteit v. nationale constitutionele identiteit: interactie tussen EU recht en internationaal privaatrecht (Hester Kroeze, UGent: Raad van State) Die beskerming van migrante kinders in internasionale privaatreg (Robin Cupido, Universiteit van Kaapstad) The Right to Freedom of Religion and Conscience: A Comparative Analysis of the Doctrine of Entanglement (Mathabo Baase, Universiteit van Kaapstad) Special thanks to Prof. [read post]
14 Apr 2022, 11:26 am
” SEC Commissioner Hester M. [read post]
8 Apr 2022, 5:50 am
Reed Posted by Hester M. [read post]
8 Apr 2022, 5:50 am
Reed Posted by Hester M. [read post]
7 Apr 2022, 11:49 am
If confirmed by the Senate, Lizárraga and Uyeda will join Democrats Chair Gary Gensler and Commissioner Caroline Crenshaw and Republican Hester Peirce. [read post]
6 Apr 2022, 6:12 am
Posted by Hester M. [read post]
6 Apr 2022, 6:12 am
Posted by Hester M. [read post]