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Of course, the rules are astonishingly broad and prescriptive (and in that regard I urge you to read the dissent written by Commissioner Hester Peirce, entitled “We are Not the Securities and Environment Commission”). [read post]

The Securities Edge - http://www.thesecuritiesedge.com/

SEC Investor Advisory Committee examines digital engagement practices

14 Sep 2021, 11:07 am by John Jascob

Commissioner Hester Peirce focused on the potential for technology advances to create investor opportunities. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

SEC’s Gensler cautions crypto, signals potential rules on swaps that brought down Archegos

22 Jul 2021, 6:13 am by John Jascob

Kathryn Trkla, the panel’s interlocutor and a partner at Foley & Lardner, noted that former CFTC Chair Tim Massad and SEC Commissioner Hester Peirce have called on the SEC to approve Bitcoin ETFs, and asked what else must happen for the SEC to move forward with approval.Gensler said that while the SEC is technology neutral, it is not neutral regarding the need for investor protection. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

SEC Adopts Amendments to Modernize Fund Shareholder Reports and Disclosures

2 Dec 2022, 6:31 am

Farrar, Eric M. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

SEC Adopts Amendments to Modernize Fund Shareholder Reports and Disclosures

2 Dec 2022, 6:31 am

Farrar, Eric M. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

Stop Orders: Do You Need to Call Corp Fin Prior to Effectiveness?

10 Mar 2016, 3:44 am by Broc Romanek

I suppose that depends partly on how quickly the SEC updates that list, something that I don’t know… The Senate Banking Committee has announced that it will hold a hearing on the nominations of Lisa Fairfax and Hester Peirce to be SEC commissioners next Tuesday, March 15… Stop Orders for Withdrawal Requests? [read post]

TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/

Weekly Roundup: May 10–16, 2019

17 May 2019, 6:06 am

Peirce, U.S. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

SEC Chair Jay Clayton: Leaving Washington for New York?

22 Jun 2020, 3:03 am by Lynn Jokela

If and when Jay does leave the SEC, many speculate that Hester Peirce, as the most senior remaining Republican Commissioner, would be appointed to the role of Chair for the time-being. [read post]

TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/

SEC Shows Commitment to Whistleblower Program in Light of Recent Attacks

1 Sep 2022, 8:35 am by Geoff Schweller

” The two Commissioners who voted against the rule changes, Hester Peirce and Mark Uyeda, also clearly praised the success of the program in their dissenting statements. [read post]

Whistleblower Protection Blog - http://www.whistleblowersblog.org/

Weekly Roundup: March 1-7, 2024

8 Mar 2024, 6:30 am

Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Hester M. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Weekly Roundup: March 1-7, 2024

8 Mar 2024, 6:30 am

Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Hester M. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

Employers Beware – SEC Renews Enforcement Initiative Against Agreements (This Time a Non-Compete) That Interfere with Whistleblowers’ Unfettered Access to the SEC

30 Jun 2022, 12:49 pm by Gregory (Greg) Keating, Daniel J. Green and Erik W. Weibust

Following its issuance, Commissioner Hester M. [read post]

Workforce Bulletin - https://www.workforcebulletin.com/

DTSA Whistleblower Language May Be Required, but Is It Sufficient? Not According to the SEC.

30 Jun 2022, 7:05 am by Erik W. Weibust

Following its issuance, Commissioner Hester M. [read post]

Trade Secrets and Noncompete Blog - http://www.tradesecretsnoncompetelaw.com/

Ropes & Gray Discusses SEC Settlements With Four Issuers in Cybersecurity-Disclosure Cases

10 Nov 2024, 9:05 pm by eorozco

Commissioners Hester M. [read post]