Search for: "IN RE BROKER MINORS"
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2 Jul 2020, 9:05 pm
WHAT WE’RE READING THIS WEEK In an essay in the Washington Post, Shweta Bansal, Colin Carlson, and John Kraemer of Georgetown University, refuted the idea that colleges and universities can safely open for in-person instruction this fall. [read post]
8 Jul 2009, 2:39 pm
These roles include, among others, asset management, capital raising, broker-dealer, investment sourcing, research, advisory, cash management and fund administration services. [read post]
15 Jul 2018, 7:48 am
This minority falls into two primary camps. [read post]
28 Mar 2009, 2:35 pm
A factoring broker who stated that 100% of its clientele was made up of industry members, stated in writing that 90% of them are on the take. [read post]
7 Sep 2020, 8:23 pm
Sixteen industries were listed in AB5 as eligible for this business-to-business exemption: graphic design, photography, tutoring, event planning, minor home repair, moving, home cleaning, errands, furniture assembly, animal services, dog walking, dog grooming, web design, picture hanging, pool cleaning, and yard cleanup. [read post]
28 Feb 2011, 8:16 am
– Hey, they’re all been fired already, haven’t they? [read post]
4 Aug 2021, 9:17 pm
Burrill was using technology to make contact with minors. [read post]
20 Aug 2013, 2:08 am
As Charles Blow wrote recently: While Republicans may claim that voter ID laws are about the sanctity of the vote, Republican power brokers know they’re about much more: suppressing the votes of people likely to vote Democratic. [read post]
3 Jul 2019, 8:32 pm
AB 25, as amended, was re-referred for consideration by the Senate Judiciary Committee. [read post]
17 Jan 2017, 4:19 pm
Rather, the SEC staff may only compel compliance from entities regulated by the SEC such as broker-dealers and registered investment advisers (e.g., managers of mutual funds and private funds) who are required to produce many records kept in the ordinary course of their business (e.g., a broker-dealer must produce customer account statements to the SEC staff since these are required books and records). [read post]
28 Jan 2021, 5:24 am
No matter how minor the consequences, breach of a condition will always trigger the right to terminate. [read post]
1 Jun 2021, 6:30 am
That’s an issue when even minor injuries are involved. [read post]
14 Dec 2009, 11:05 am
Paterson proposed Richard Ravitch as an "honest broker" type of Lieutenant Governor that could bridge the partisan divide. [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
21 Sep 2022, 4:00 pm
Check with your insurance broker or call your insurer for more details. [read post]
11 Feb 2008, 4:47 am
I think they're right. [read post]
17 Oct 2007, 8:33 pm
He said brokers told others, "Don't worry. [read post]
8 Oct 2015, 6:50 am
We’re here to help you every step of the way. [read post]
7 Nov 2011, 7:11 am
Minor fluctuations and corrections over the last several months have been written off as statistical error. [read post]
9 Nov 2023, 9:05 pm
WHAT WE’RE READING THIS WEEK In a forthcoming article for the George Mason Law Review, Kent Barnett, a professor at the University of Georgia School of Law, and Christopher J. [read post]
