Search for: "ING Investment Management Company"
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21 Jul 2011, 2:00 am
Put simply, section 15(b) of the Securities Exchange Act of 1934 (the 1934 Act) grants the SEC the power to sanction a broker-dealer and its associated persons for “fail[ing] reasonably to supervise” another person, subject to his or her supervision, who has violated the 1934 Act.[4] The provision in the 1934 Act for failure to supervise parallels sections 203(e) and (f) of the Investment Advisers Act which applies to investment advisers. [read post]
8 Jul 2011, 1:01 pm
Debt brinksmanship can be interpreted in that way, especially given the growing influence of gold bugs in the GOP (and the House Majority Leader’s investments). [read post]
8 Jul 2011, 12:15 pm
Debt brinksmanship can be interpreted in that way, especially given the growing influence of gold bugs in the GOP (and the House Majority Leader's investments).War, Crisis, and DebtBoth the US government and many US citizens are reliant on credit from abroad. [read post]
6 Jul 2011, 9:19 am
For matter management, Firm Manager off [read post]
14 Jun 2011, 4:22 am
Its investment adviser and administrator is Janus Capital Management (JCM). [read post]
4 Apr 2011, 10:05 am
The Trustee she said is “tak[ing] the position that no statement that my clients received over a period of up to 50 years is binding, because the Trustee, ignoring the Statute of Limitations, is netting out deposits and withdrawals going back 50 years. [read post]
10 Mar 2011, 3:59 pm
Not content to sue Creative Loafing, the small company that owns the Washington City Paper and free weeklies in a few other cities, Snyder also sued Atalaya Capital Management, a New York-based hedge fund that acquired the chain following bankruptcy proceedings. [read post]
15 Feb 2011, 3:55 pm
Real estate services company CB Richard Ellis plans to acquire the real estate investment management business of ING Group for $940 million in cash. [read post]
8 Feb 2011, 7:02 pm
THE NEW YORK COURT ANSWERS From the outset, the New York high court made it clear that it would not “broaden the remedies available to creditors or shareholders of a corporation whose management engaged in financial fraud that was allegedly assisted or not detected at all or soon enough by the corporation’s outside professional advisers, such as auditors, investment bankers, financial advisers and lawyers. [read post]
24 Jan 2011, 1:00 pm
., EVP, Related Cos.Jonathan Rose, President, Jonathan Rose CompaniesDottie Herman, CEO, Prudential Douglas EllimanPatrick Hanlon, Principal, Ackman-ZiffFred Harris, SVP Development, AvalonBayRalph Herzka, President & CEO, Meridian Capital GroupMike Edelman, Managing Regional Director, Freddie MacChip Walters, Principal, Prudential Real Estate InvestorsStephen N. [read post]
28 Dec 2010, 10:41 am
Heading the list of offenders was Rhonda Breard, a former broker for ING Financial Partners. [read post]
16 Dec 2010, 8:03 am
Singer wonders if his company, Robison Oil, should be getting a better deal. [read post]
15 Dec 2010, 6:57 pm
Singer wonders if his company, Robison Oil, should be getting a better deal. [read post]
9 Dec 2010, 9:03 pm
Entire companies and sectors would need to be undone, and all future technological innovation would need to be subjected to regulatory classification proceedings to determine in which bucket they belong. [read post]
9 Dec 2010, 10:13 am
Managers create them, they lure investors to them, they get money by having a percentage of assets under management. [read post]
11 Nov 2010, 11:04 am
’” (Cronus Investments, Inc. v. [read post]
26 Oct 2010, 2:32 am
Banker & Company v. [read post]
3 Oct 2010, 5:00 am
Ultimately, any sophisticated risk management and disclosure is going to involve statistics and perhaps modeling too. [read post]
30 Sep 2010, 8:11 am
While the company isn’t likely to cut off its partners [Why not? [read post]
10 Sep 2010, 1:00 pm
Emmes Asset Management Co. [read post]
