Search for: "Insurance Placement Services, Inc."
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18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
10 May 2021, 1:55 pm
Wednesday, May 12, 2021, at 4:30 p.m.: The Senate Armed Services Committee will hold a hearing on the Defense Department budget posture for nuclear forces. [read post]
24 May 2021, 3:06 pm
.: The Senate Armed Services Subcommittee on Strategic Forces will hold a hearing on Space Force and military space operations, policy and programs. [read post]
24 Apr 2015, 7:29 am
¯\_(ツ)_/¯ The respondent in Spokeo, Inc. v. [read post]
4 Jan 2021, 1:29 pm
Army Corps of Engineers, Connie Duckworth, chairman & CEO at ARZU Inc. and Razia Jan, founder & CEO of Razia’s Ray of Hope Foundation, will join Ambassador Paula Dobriansky, senior fellow at Harvard University’s Belfer Center, to analyze the gains Afghan women have made and how women’s economic opportunity can help prevent fighting and promote stability in Afghanistan. [read post]
3 Oct 2016, 1:54 pm
Affects Sections 2655, 3303, and 2655.1 of the Unemployment Insurance Code. [read post]
15 Oct 2012, 8:13 am
These steps are referred to as (1) Placement, (2) Layering, and (3) Integration. [read post]
15 Dec 2017, 9:01 am
Our firm participated in a meeting with the SEC in November about custody issues for cryptocurrency managers and continues to engage with the SEC on this issue as well as work with the SEC and other service providers in this space to help lead the way to comply with SEC rules and regulations. **** Annual Compliance & Other Items: Annual Privacy Policy Notice. [read post]
15 Dec 2017, 9:01 am
Our firm participated in a meeting with the SEC in November about custody issues for cryptocurrency managers and continues to engage with the SEC on this issue as well as work with the SEC and other service providers in this space to help lead the way to comply with SEC rules and regulations. **** Annual Compliance & Other Items: Annual Privacy Policy Notice. [read post]
31 Dec 2019, 8:13 am
Consider updating service provider agreements – given the fund administrator and the auditor will maintain client personal information, managers may want to consider updating their agreements to include a representation from the service provider that it is in compliance with the CCPA regulations. [read post]
2 Mar 2010, 1:34 pm
Several major participants in this market have not yet commented on the proposals, including two of the most active firms, Penson Financial Services, Inc. and Wedbush Securities. [read post]
2 Jun 2014, 2:26 pm
City of Sacramento (2004) 124 Cal.App.4th 903] and Ocean View [Estates Homeowners Assn, Inc. v. [read post]
9 Aug 2011, 10:07 am
I like the insurance that the latter approach provides, but as this decision indicates, it's not essential. [read post]
13 Sep 2016, 12:17 pm
The game developer must obtain information regarding all publicly-listed sex offender addresses from the Department of Criminal Justice Services (DCJS) website, and must update this information on a monthly basis. [read post]
27 Jan 2018, 5:50 am
Globe24h.com, 2017 FC 114 and the Supreme Court of Canada in Google Inc. v. [read post]
8 Sep 2020, 9:07 am
Amazon required Lenoge to indemnify it and, assuming Lenoge met the sales threshold, to obtain general commercial liability insurance listing Amazon as an additional named insured. [read post]
8 Dec 2021, 7:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
8 Dec 2021, 11:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
