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12 Dec 2013, 12:53 pm
Like the Dodd-Frank Act, the final rules provide exemptions for certain activities, including market making, underwriting, hedging, trading in government obligations, insurance company activities, and organizing and offering hedge funds or private equity funds. [read post]
20 Jul 2016, 11:30 am
Following the hosting of a rambunctious Fourth of July party in the Hamptons, Moore Capital Management has fired fund manager Brett Barna. [read post]
11 Jul 2023, 1:50 am
Prohibition of hedging or selling the retained interest. [read post]
21 Jun 2023, 5:11 am
I have not.Meantime, Justice Alito took to the WSJ opinion pages in an attempt to preempt this ProPublica story:In early July 2008, Samuel Alito stood on a riverbank in a remote corner of Alaska. [read post]
8 Jan 2016, 10:02 am
In July 2013, Cohen’s entities, including S.A.C. [read post]
22 Jul 2010, 2:33 pm
Record, July 15, 2010). [read post]
27 Aug 2010, 5:47 pm
Related Web Resources: Ernst & Young Facing Securities Fraud Lawsuit in Houston Over Failed Hedge Fund, Digital Journal, August 26, 2010 Ernst & Young Sued by Investors in Parkcentral Funds, Bloomberg BusinessWeek, August 26, 2010 Delaware Supreme Court Says Hedge Fund Investors Are Entitled to Ownership List, Securities Technology Monitor, August 25, 2010 Other Recent Texas Securities Fraud Stories on Our Blog Site: Texas Securities Fraud Incidents on the Rise, Say… [read post]
2 Jan 2016, 7:32 am
Stone Lion’s hedge funds are down about 7% through the end of July. [read post]
20 Aug 2007, 8:58 am
The Global Equity Opportunities Fund managed by Goldman Sachs lost more than half its value in July. [read post]
28 Jul 2022, 10:00 pm
The US Department of Labor (DOL) published in the July 27, 2022, Federal Register a number of proposed changes to Prohibited Transaction Class Exemption 84-14, the so-called “QPAM Exemption. [read post]
28 Jul 2022, 10:00 pm
The US Department of Labor (DOL) published in the July 27, 2022, Federal Register a number of proposed changes to Prohibited Transaction Class Exemption 84-14, the so-called “QPAM Exemption. [read post]
2 Jul 2014, 2:52 am
.; and by July 2009, he had been promoted to an associate's position, which included managing analysts and working directly with clients, who were for the most part hedge funds an... [read post]
28 Jul 2022, 10:00 pm
The US Department of Labor (DOL) published in the July 27, 2022, Federal Register a number of proposed changes to Prohibited Transaction Class Exemption 84-14, the so-called “QPAM Exemption. [read post]
28 Jul 2022, 10:00 pm
The US Department of Labor (DOL) published in the July 27, 2022, Federal Register a number of proposed changes to Prohibited Transaction Class Exemption 84-14, the so-called “QPAM Exemption. [read post]
28 Jul 2022, 10:00 pm
The US Department of Labor (DOL) published in the July 27, 2022, Federal Register a number of proposed changes to Prohibited Transaction Class Exemption 84-14, the so-called “QPAM Exemption. [read post]
31 Jul 2013, 7:24 am
Capital hedge fund that he managed as well as in his personal trading account on the basis of the inside information. [read post]
28 Jul 2022, 10:00 pm
The US Department of Labor (DOL) published in the July 27, 2022, Federal Register a number of proposed changes to Prohibited Transaction Class Exemption 84-14, the so-called “QPAM Exemption. [read post]
17 Aug 2010, 10:49 am
Record, July 15, 2010, p. [read post]
14 Mar 2014, 3:25 pm
The SEC's complaint also alleges Dennis was informed by Teeple in July 2008 about Foundry's impending acquisition by another technology company. [read post]
7 Aug 2015, 9:39 am
Pant & Julie M. [read post]
