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1 Mar 2011, 1:50 pm
If you have lost money investing with Kurt Barton, Triton Financial, Triton Insurance or one of its affiliated companies, or if you have information about this scheme, please contact Jim Eccleston at the Eccleston Law Offices at 312-332-0000. [read post]
2 Apr 2018, 4:03 pm
The SEC explicitly recognizes the importance of “tone at the top,” as demonstrated by one of its more specific and impactful directives, requiring that so-called executive certifications regarding the design and effectiveness of disclosure controls now encompass cybersecurity matters (such as certifications made pursuant to the Exchange Act Rules 13a-14 and 15d-14 as well as Item 307 of Regulation S-K and Item 15(a) of Exchange Act Form 20-F). [read post]
16 Jun 2011, 7:12 am
Take, for example, the 8-K that AngioDynamics, Inc. [read post]
13 Jan 2012, 9:14 am
The complaint alleges that Apple, Inc. of Cupertino, California, High Tech Computer Corp. a/k/a HTC Corp. of Taiwan, HTC America, Inc. of Bellevue, Washington, and Exedea, Inc. of Houston, Texas (collectively, the “Proposed Respondents”) unlawfully import into the U.S., sell for importation, and/or sell within the U.S. after importation certain electronic devices for capturing and transmitting images and components thereof that infringe one or… [read post]
18 May 2016, 8:19 am
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
5 Apr 2016, 7:34 am
F/R 550, LLC, a Florida limited liability company; and F/R 3329, LLC, a Florida limited liability company, Appellees. 2nd District. [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
25 Feb 2011, 1:32 pm
The Ceres report, developed with input from its 90-plus member Investor Network on Climate Risk, outlines generally weak climate disclosure to date by businesses and steps for improving such disclosure, especially in annual 10-K financial filings that are next due from companies by March 31, 2011. [read post]
6 Apr 2015, 12:47 pm
One of the directors was present and represented himself, his co-director and his company. [read post]
28 Oct 2011, 5:00 am
DOL issues final rule on 401(k) investment advice exemptions By Hazel Bradford in Pensions & Investments The Department of Labor on Monday finalized a rule spelling out permissible scenarios for giving investment advice to 401(k) participants without running afoul of prohibited transaction rules. [read post]
12 Aug 2014, 7:57 am
— Professional Cleaning and Innovative Building Services, Inc. [read post]
22 Jan 2022, 11:31 pm
Or they may have angel investments in California that start generating profit, after a long startup period, reflected in a K-1. [read post]
28 Sep 2017, 10:13 am
District Court for the Central District of California, Edward Chen (a/k/a Jianqiao Chen, Jian Qiao Chen, and Jian Chen) and Jean Chen (a/k/a Jing Jiang and Jean Jiang) control several companies that raised more than $22.5 million from 45 investors in China for the development of an interior design center in Ontario, California, and a residential condominium building in Los Angeles. [read post]
16 Apr 2020, 4:55 am
District Judge Kevin Castel of the Southern District Court of New York issued an injunction against Telegram Group Inc. [read post]
26 Jul 2023, 9:01 pm
Companies will be expected to make S-K disclosures based on what they are doing this year. [read post]
28 Aug 2014, 7:10 am
Hobby Lobby Stores, Inc. [read post]
29 Jan 2013, 6:51 pm
David Cay Johnston writes for Tax Analysts, in Dell's Multiple Restructurings Aid It in Tax Avoidance (2013), about a global reorganization disclosed by Dell in its January 2007 Form 8-K filed with the SEC: "just before the end of 2006, [Dell] issued more than 475 million shares worth $12 billion to invest in a subsidiary." [read post]
3 Jun 2016, 6:40 am
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
9 Mar 2010, 5:13 pm
(F&F) and Burroughs & Smythe Financial Services, Inc. [read post]
25 Apr 2008, 7:49 am
Introduction On April 14, 2008 Blockbuster Inc. announced publicly its offer to purchase electronic retailer Circuit City Inc. [read post]
