Search for: "Lene Powell"
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10 Aug 2021, 9:12 am
By Lene Powell, J.D.The SEC’s approval of a new Nasdaq rule on board diversity is drawing support and opposition along party lines, reflecting a 3-2 split in the Commission itself. [read post]
20 Apr 2020, 7:51 pm
By Lene Powell, J.D.An elderly, ailing prisoner serving time for securities fraud could not bypass administrative exhaustion requirements in attempting to avoid the risk of contracting the COVID-19 virus in the prison setting. [read post]
3 Aug 2022, 6:51 am
By Lene Powell, J.D.Estimates by a medical company about the number of nerve injuries and surgeries occurring “each year” were forward-looking statements protected by the PSLRA safe harbor, a three-judge panel of the Eleventh Circuit ruled. [read post]
27 Apr 2018, 6:03 am
By Lene Powell, J.D. [read post]
28 Oct 2015, 5:30 am
By Lene Powell, J.D.A combination of rules in the U.S. and abroad are, when taken together, depriving financial markets of critical liquidity in times of market stress, warned CFTC Commissioner J. [read post]
11 May 2023, 5:22 am
By Lene Powell, J.D.The SEC is seeking to destroy the crypto industry, an industry association said in a strongly worded comment letter on the SEC’s recent proposal on safeguarding advisory client assets. [read post]
27 Jul 2018, 9:15 am
By Lene Powell, J.D. [read post]
3 Dec 2011, 8:46 am
According to the notice, as the Commission gains further experience regarding the swaps market and market participants, it may reevaluate the scope of the contracts covered by the rule, including the definition of economically equivalent contracts.This post was contributed by my colleague Lene Powell [read post]
31 May 2012, 9:53 am
NFA has submitted the proposed financial requirements and accompanying interpretive notice to the CFTC for approval.This post was contributed by my colleague Lene Powell. [read post]
2 Feb 2012, 9:53 am
My colleague Lene Powell contributed to this post. [read post]
2 Feb 2012, 9:53 am
My colleague Lene Powell contributed to this post. [read post]
25 Feb 2012, 7:14 am
The study recommended an enhanced role in cost benefit analysis for the Chief Economist.In the rulemaking dissent, Commissioner O’Malia indicated that he would follow up his statement with a letter to the Director of the OMB seeking an independent review of the new rules to determine wither the rulemaking fully complies with the President’s Executive Orders and OMB guidance found in OMB Circular A-4.This post was contributed by my colleague Lene Powell [read post]
11 Nov 2011, 10:46 am
The post is from my colleauge Lene Powell [read post]
2 Dec 2011, 10:32 am
Gensler, has only 20.This post was contributed by my colleague Lene Powell [read post]
28 Oct 2021, 6:33 am
By Lene Powell, J.D.The effects of climate change on financial markets took center stage at a hearing of the Senate Agriculture Committee on the confirmation of Rostin Behnam for CFTC Chair. [read post]
3 Jul 2018, 6:00 am
By Lene Powell, J.D. [read post]
1 Apr 2019, 5:00 am
By Lene Powell, J.D. [read post]
28 Dec 2020, 7:45 am
By Lene Powell, J.D. [read post]
2 Jul 2021, 8:49 am
By Lene Powell, J.D.Citing a significant increase in retail investor interest in derivatives trading as well as widespread evidence of misconception and misunderstanding among retail traders, CFTC Commissioner Dawn Stump called on industry and infrastructure providers to "step up and educate the public about our markets. [read post]
7 Nov 2014, 8:55 am
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D. [read post]
