Search for: "Maine v. Poole" Results 181 - 200 of 316
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2 May 2011, 8:12 am by Kara OBrien
The Q&A addressed several topics of interest, including the following: The staff clarified that a currently registered adviser that is transitioning to the new brochure format may choose not to identify and discuss material changes from its previous brochure in Item 2 of Part 2A An adviser has some flexibility with the format of its responses in the new brochure, as its does not need to include headings of the sub-parts to each item or to follow the order of the sub-parts within each item An… [read post]
27 Jul 2013, 3:40 pm by Stephen Bilkis
The main issue here is whether respondent can recover from petitioner under the Racketeer Influenced and Corrupt Organizations Act (RICO). [read post]
10 Jan 2011, 12:23 pm by Adam Levitin
  The Street seemed heartened by a Maine Supreme Judicial Court decision that came out on Friday, Harp v. [read post]
6 Mar 2023, 9:01 pm by renholding
Good morning and thank you, [Columbia Law School] Dean [Gillian] Lester, for the introduction. [read post]
22 Dec 2020, 9:43 am by CFM Admin
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
18 Nov 2022, 6:16 am by Brad Carney, Olivia B. Hoff
This article lays out some of the main points addressed in the NDS, as well as those presented in the NPR and MDR. [read post]
26 Sep 2008, 8:58 am by David Rossmiller
  At trial, a jury said the damage was 90 percent attributable to the weight of snow on the roof, and 10 percent to rot caused by humidity from a swimming pool. [read post]
22 Nov 2010, 4:00 am by Dave
The Localism Bill, shortly to be introduced will carry the main proposed changes. [read post]