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26 May 2019, 6:43 am
In late March 2019, the Hertz Corporation and Hertz Global Holdings, Inc. [read post]
5 Jun 2013, 9:46 am
Citizens Financial Group, Inc. and RBS Citizens, N.A., Case No. 12-2832, reversing the Eastern District of New York’s grant of Rule 23 class certification to a putative class of Assistant Branch Managers (“ABMs”) alleging that they were denied overtime. [read post]
13 Feb 2012, 9:44 am
Khan provided material, nonpublic inside information (including earnings information and financial information) relating to Polycom, Inc. and Google, Inc. [read post]
27 Nov 2007, 10:27 am
Reinken, and Galaxy Online, Inc. and Galaxy Internet, Inc., a 14-page, 4-1 opinion, Justice Boehm writes:The Indiana Securities Law creates liability of a director of a corporation for violations of the requirement that the corporation's securities be registered and for misrepresentations and omissions of material facts in the sale of its securities. [read post]
18 May 2012, 10:38 am
RAA Management LLC v. [read post]
16 Jul 2019, 5:46 am
For approximately 16 years, Shirley Lacko was employed by BKD, Inc., an accounting firm. [read post]
23 Nov 2011, 6:04 am
., Inc. and President of Charles Schwab Investment Management, has agreed to pay a $150,000 fine to settle charges brought against him in connection with Schwab's YieldPlus Fund. [read post]
13 Apr 2018, 4:00 am
The general manager told a different story about his relationship with the HR manager. [read post]
13 Apr 2018, 4:00 am
The general manager told a different story about his relationship with the HR manager. [read post]
13 Nov 2012, 11:54 am
Securities and Exchange Command#39;n, 297 F.2d 112, 115 (2d Cir.1961)(failure to disclose information lack of basis is an omission of a material fact). [read post]
18 Jan 2023, 6:31 am
Introduction As stewards of our clients’ investments, BlackRock believes it has a responsibility to engage with management teams and/or board members on material business issues and, for those clients who have given us authority, to vote proxies in the best long-term economic interests of their assets. [read post]
18 Jan 2023, 6:31 am
Introduction As stewards of our clients’ investments, BlackRock believes it has a responsibility to engage with management teams and/or board members on material business issues and, for those clients who have given us authority, to vote proxies in the best long-term economic interests of their assets. [read post]
26 Mar 2019, 10:24 am
Stamer’s experience in these matters includes supporting these organizations and their leaders on both a real-time, “on demand” basis with crisis preparedness, intervention and response as well as consulting and representing clients on ongoing compliance and risk management; plan and program design; vendor and employee credentialing, selection, contracting, performance management and other dealings; strategic planning; policy, program, product and services… [read post]
18 Apr 2012, 2:00 am
Recently in In re Midas, Inc. [read post]
17 Dec 2009, 6:33 am
” In re Caremark International Inc. [read post]
10 Nov 2010, 9:03 am
©2010 Amaxx Risk Solutions, Inc. [read post]
20 Oct 2014, 8:07 am
These materials are now posted on Webinar October 9, 2014 Slide deck Audio file for re-play Author Rebecca Safer, Attorney and Risk Consultant and President of Amaxx Risk Solutions, Inc., is an expert in workers’ compensation cost containment and litigation management systems. [read post]
30 Aug 2010, 12:47 pm
According to the SRO, from February 2007 to November 2008, the Utah broker-dealer failed to make public in its online CD auctions that Liquid Asset Management took part in auctions to retail investors. [read post]
7 Feb 2023, 3:37 pm
Academic freedom is not a license to mouth off or teach whatever material suits our fancy. [read post]
23 Sep 2011, 10:32 am
© 2011 CINN Worldwide, Inc. [read post]
