Search for: "Matter of Allison"
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15 Dec 2020, 3:02 am
I blogged a little while back ago about the PCAOB’s analysis of the “critical audit matter” disclosure requirement. [read post]
7 Dec 2020, 10:16 am
Attorney for the Central District of California; Allison Peters, deputy director of Third Way’s National Security Program; and Ari Schwartz, former special assistant to President Obama and senior director for cybersecurity. [read post]
4 Dec 2020, 9:10 am
Three other Constantine Cannon lawyers in the Antitrust and Commercial Litigation practice groups – Jean Kim, Taline Sahakian, and Allison Sheedy – were also included on the Lawdragon 500 list. [read post]
15 Nov 2020, 4:25 pm
Data Privacy and Data Protection DLA Piper Privacy Matters had a post “Europe: EDPB issues Recommendations on Supplementary Measures and European Essential Guarantees for surveillance measures following Schrems II”. [read post]
10 Nov 2020, 7:19 am
Current Commissioner Allison Herren Lee, a Democrat, has demonstrated on two fronts the potential to shift SEC policy. [read post]
8 Nov 2020, 9:56 pm
Standardized disclosure from issuers on ESG matters could facilitate clearer and more consistent disclosure from funds. [read post]
3 Nov 2020, 1:32 pm
The three female appellants, Joanne Fraser, Allison Pilgrim and Colleen Fox (“the claimants”), now retired from their positions with the RCMP, had shared jobs and as a result their pension credits had been pro-rated to reflect lower hours of work, without the ability to buy back credits. [read post]
27 Oct 2020, 4:49 am
By John Filar AtwoodIn an unusual move, Commissioners Allison Herren Lee and Caroline Crenshaw have issued a statement in opposition to a no-action position taken by the staff of the SEC’s Division of Trading and Markets. [read post]
16 Oct 2020, 9:00 am
Legal and Regulatory Developments SPOTLIGHT: 10 Ways Fintech, Payments Are on the Ballot in the 2020 House ElectionPaymentsSource – October 11, 2020 As the House of Representatives enters the 2020 election season, the outcome stands to encourage or rein in a group of technology companies that are encroaching deeper into financial services. [read post]
16 Oct 2020, 4:19 am
However, she advised that she supports litigating matters if the alternative is an inadequate settlement. [read post]
16 Oct 2020, 3:00 am
National/Federal As U.S. [read post]
15 Oct 2020, 9:05 pm
The order directs agencies that “engage in water-related matters,” such as water storage, to join an interagency water subcabinet to promote coordination across agencies and prioritize the modernization of water resources. [read post]
15 Oct 2020, 9:00 am
Legal and Regulatory Developments SPOTLIGHT: 10 Ways Fintech, Payments Are on the Ballot in the 2020 House ElectionPaymentsSource – October 11, 2020 As the House of Representatives enters the 2020 election season, the outcome stands to encourage or rein in a group of technology companies that are encroaching deeper into financial services. [read post]
15 Oct 2020, 8:11 am
” The decision also ruled on a number of other voting-related matters. [read post]
14 Oct 2020, 7:05 am
Also, direct listings appear to create issues related to Section 11’s tracing requirement that bears watching as the matter evolves in the courts, she said.SPACs. [read post]
25 Sep 2020, 6:31 am
Smith, EY Center for Board Matters, on Tuesday, September 22, 2020 Tags: Board dynamics, Board evaluation, Board performance, Boards of Directors, Director qualifications A Brief Response Regarding Stakeholder Governance Posted by Peter A. [read post]
25 Sep 2020, 6:17 am
The General Counsel’s opinion on this matter is contrary to law, and it was essential that members of the Commission alert the public to this issue. [read post]
24 Sep 2020, 8:33 am
Existing levels are 3 percent, 6 percent and 10 percent for matters previously voted on once, twice or three or more times in the last five years. [read post]
15 Sep 2020, 9:19 am
Discovery Misconduct by FINRA Enforcement Prompts Tepid Response from Regulator (BrokeAndBroker.com Blog)SEC Brings Charges Against Clean Water Project Founder for Defrauding Investors (SEC Release)Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference (Speech by SEC Commissioner Allison Herren Lee)FINRA Arbitrator Recommends Expungement of Customer Complaint Prompted by Family DisputeIn the… [read post]
8 Sep 2020, 7:21 am
Graham, The University of Kansas, University OmbudsOmbuds Day – A Recognition of the Ombuds Profession & the Value of Ombuds, presented by the American Bar Association, October 8, 2020 (morning and afternoon sessions)Presenters: Chuck Howard, Executive Director, International Ombudsman Association, as well as a panel discussion with questions and answers with representatives from International Ombudsman Association, United States Ombudsman Association, Coalition of Federal Ombudsman, and… [read post]
