Search for: "Morgan, Matter of"
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22 Jun 2011, 12:48 pm
However, the resolution of this legacy regulatory matter gives Regions greater flexibility with respect to the Morgan Keegan franchise and the ability to explore opportunities that are consistent with our strategic and capital planning initiatives. [read post]
30 Mar 2008, 3:50 pm
, the note portion of the bonus may not matter. [read post]
11 Aug 2012, 11:30 am
"Judge Susie Morgan tells lawyers trying to thwart Bernette Johnson suit that they don't represent 'the State'": The Times-Picayune of New Orleans has an article that begins, "U.S District Court Judge Susie Morgan ruled Friday that it does not appear to her that the New Orleans lawyers seeking to intervene on behalf of the state in the matter of Supreme Court Justice Bernette Johnson's claim to be the next chief justice do, in fact,… [read post]
17 Oct 2011, 10:57 am
Morgan as the special agent in charge of the El Paso Division. [read post]
9 Dec 2013, 8:29 am
We have decades of experience in securities employment matters, having represented hundreds of professionals for over 30 years. [read post]
22 Feb 2017, 6:13 am
Morgan Stanley also failed to require a supervisor to conduct risk reviews to evaluate the suitability of inverse ETFs for each advisory client.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
15 Oct 2021, 12:10 pm
Making matters worse, the employee seems to have conceded that some alleged misconduct was an honest mistake. [read post]
28 May 2024, 2:13 pm
“Andrew brings a wealth of knowledge and substantial experience in handling complex trademark andcopyright law matters. [read post]
12 Jan 2012, 7:37 am
In some cases broker-dealers sell their assets and not their liabilities – instead establishing a trailing insurance policy to cover any potential litigation matters. [read post]
13 Nov 2017, 1:14 pm
FINRA has not imposed undertakings in this matter because the firm has addressed the supervisory and training deficiencies FINRA identified during its reviews. [read post]
28 Jul 2010, 7:26 am
Morgan Crucible Co. [read post]
29 Jan 2008, 5:54 pm
There’s a reason that most U.S. law schools teach civil procedure in the first semester of first year: Because, as lawyers in Philadelphia are finding out this week, it matters! [read post]
5 Jul 2011, 10:46 am
Is beauty truth, or truth beauty or does it matter to JP Morgan? [read post]
12 Aug 2013, 5:40 am
Morgan Stanley and Co. [read post]
6 Jun 2011, 3:46 am
Berliner Verkehrsbetriebe (BVG) v JP Morgan Chase Bank NA (Case C-144/10); [2011] WLR (D) 188 “The exclusive jurisdiction, conferred by article 22(2) of Council Regulation (EC) No 44/2001, on the courts of the member state in which a company had its seat, was confined to proceedings whose principal subject matter comprised the validity of the constitution, the nullity or the dissolution of the company, or the validity of the decisions of its organs.… [read post]
12 Jun 2013, 10:45 am
Case in point: Jean Strouse's biography of JP Morgan. [read post]
14 Jun 2021, 4:01 pm
” Two days later, on 14 March 2015, Murdoch replied saying that he had “no personal knowledge of the matters you allege”, but that he would “respond appropriately to any further government investigation”. [read post]
19 Nov 2015, 6:34 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Travis Shannon, a former financial advisor with Morgan Stanley Smith Barney from September 2008 to July 2013, was fired by Morgan Stanley for undisclosed outside business activities. [read post]
8 Jan 2014, 5:00 am
Then it was just a matter of how much cash the bank was willing to pay. [read post]
15 Feb 2018, 3:15 am
Economic Downturn To complicate matters, Alice was not sure exactly when the misconduct occurred. [read post]
