Search for: "NASDAQ" Results 181 - 200 of 3,399
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
13 Jun 2023, 9:01 pm by renholding
Nasdaq-listed companies that fail to adopt a clawback policy within 60 days of the effective date of the standards (i.e., by December 1, 2023) will be eligible to submit a plan of compliance to Nasdaq staff within 45 days and will have access to cure rights, in accordance with existing Nasdaq procedures. [read post]
11 Jun 2023, 9:10 pm by Meredith Ervine
Liz blogged last week that the NYSE and Nasdaq proposed amendments to their listing standards to implement the Dodd-Frank clawback rules. [read post]
8 Jun 2023, 7:24 am by Stoltmann Law
(Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced monthly trading volume and preliminary variable transaction fees per million (“FPM”) for the month of May 2023.1 Chris Concannon, CEO of MarketAxess, commented: “We registered our best single day of credit trading volume ever in [...] [read post]
8 Jun 2023, 3:15 am by Liz Dunshee
That’s the only change that Nasdaq has proposed, and it comes as welcome news! [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:36 am by Stoltmann Law
Watch Nasdaq CEO on SEC Suing Coinbase  Bloomberg Source link The post Watch Nasdaq CEO on SEC Suing Coinbase – Bloomberg appeared first on Stoltmann Law. [read post]
7 Jun 2023, 3:30 am by Liz Dunshee
NYSE’s changes to the delisting procedures align with comments on the proposal and the Nasdaq approach to delistings for lack of clawback policy enforcement. [read post]
6 Jun 2023, 1:24 pm by Stoltmann Law
(“FTA”) announced today the approval of the liquidation of First Trust BICK Index Fund (Nasdaq: BICK), a series of First Trust Exchange-Traded Fund II, Developed International Equity Select ETF (Nasdaq: RNDM), a series of First Trust Exchange-Traded Fund VI and EquityCompass Risk Manager ETF (NYSE Arca: ERM, a series [...] [read post]
5 Jun 2023, 4:02 am by Stoltmann Law
(Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced monthly trading volume and preliminary variable transaction fees per million (“FPM”) for the month of May 2023. 1 Chris Concannon, CEO of MarketAxess, commented: “We registered our best single day of credit trading volume ever [...] [read post]
4 Jun 2023, 9:01 pm by renholding
  The terms of the stockholders agreement were disclosed in the proxy with respect to the business combination transaction, and Limelight’s stockholders approved the share issuance (as required under the so-called “20% rule” of the Nasdaq Stock Market) at a stockholder meeting. [read post]
4 Jun 2023, 1:51 pm by Stuart Kaplow
  Concomitantly, the plaintiff here is also the plaintiff in a pending federal court challenge to the SEC’s approval of Nasdaq’s board diversity rule. [read post]
4 Jun 2023, 10:10 am by Stoltmann Law
 (Nasdaq: SILO) (“the Company”), a developmental stage biopharmaceutical company focused on merging traditional therapeutics with psychedelic research, [...] [read post]
3 Jun 2023, 1:43 pm by Stoltmann Law
 (Nasdaq: SILO) (“the Company”), a developmental stage biopharmaceutical company focused on merging traditional therapeutics with psychedelic research, today announced that it is now actively participating on the Webull [...] [read post]