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13 Jun 2023, 9:01 pm
Nasdaq-listed companies that fail to adopt a clawback policy within 60 days of the effective date of the standards (i.e., by December 1, 2023) will be eligible to submit a plan of compliance to Nasdaq staff within 45 days and will have access to cure rights, in accordance with existing Nasdaq procedures. [read post]
13 Jun 2023, 8:37 am
NASDAQ holds itself out as being the premier exchange for SPACs. [read post]
11 Jun 2023, 9:10 pm
Liz blogged last week that the NYSE and Nasdaq proposed amendments to their listing standards to implement the Dodd-Frank clawback rules. [read post]
8 Jun 2023, 7:24 am
(Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced monthly trading volume and preliminary variable transaction fees per million (“FPM”) for the month of May 2023.1 Chris Concannon, CEO of MarketAxess, commented: “We registered our best single day of credit trading volume ever in [...] [read post]
8 Jun 2023, 3:15 am
That’s the only change that Nasdaq has proposed, and it comes as welcome news! [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:00 pm
The New York Stock Exchange (NYSE) and Nasdaq , on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance deadline. [read post]
7 Jun 2023, 10:36 am
Watch Nasdaq CEO on SEC Suing Coinbase Bloomberg Source link The post Watch Nasdaq CEO on SEC Suing Coinbase – Bloomberg appeared first on Stoltmann Law. [read post]
7 Jun 2023, 3:30 am
NYSE’s changes to the delisting procedures align with comments on the proposal and the Nasdaq approach to delistings for lack of clawback policy enforcement. [read post]
6 Jun 2023, 1:24 pm
(“FTA”) announced today the approval of the liquidation of First Trust BICK Index Fund (Nasdaq: BICK), a series of First Trust Exchange-Traded Fund II, Developed International Equity Select ETF (Nasdaq: RNDM), a series of First Trust Exchange-Traded Fund VI and EquityCompass Risk Manager ETF (NYSE Arca: ERM, a series [...] [read post]
5 Jun 2023, 4:02 am
(Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced monthly trading volume and preliminary variable transaction fees per million (“FPM”) for the month of May 2023. 1 Chris Concannon, CEO of MarketAxess, commented: “We registered our best single day of credit trading volume ever [...] [read post]
4 Jun 2023, 9:01 pm
The terms of the stockholders agreement were disclosed in the proxy with respect to the business combination transaction, and Limelight’s stockholders approved the share issuance (as required under the so-called “20% rule” of the Nasdaq Stock Market) at a stockholder meeting. [read post]
4 Jun 2023, 1:51 pm
Concomitantly, the plaintiff here is also the plaintiff in a pending federal court challenge to the SEC’s approval of Nasdaq’s board diversity rule. [read post]
4 Jun 2023, 10:10 am
(Nasdaq: SILO) (“the Company”), a developmental stage biopharmaceutical company focused on merging traditional therapeutics with psychedelic research, [...] [read post]
3 Jun 2023, 1:43 pm
(Nasdaq: SILO) (“the Company”), a developmental stage biopharmaceutical company focused on merging traditional therapeutics with psychedelic research, today announced that it is now actively participating on the Webull [...] [read post]
3 Jun 2023, 4:21 am
(NASDAQ: BPTH). [read post]