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26 Apr 2007, 5:20 am
As the Breeden Report noted: "Both [Stiles] Kellett and [Max] Bobbitt appeared to satisfy the “independence” standards for directors of the time, and might well satisfy current definitions used by the New York Stock Exchange (“NYSE”) and NASDAQ. [read post]
27 Apr 2018, 6:01 am
Shareholder Activists and Tardy Director Nominations Posted by Steve Wolosky, Andrew Freedman, and Ron Berenblat, Olshan Frome Wolosky LLP, on Wednesday, April 25, 2018 Tags: Boards of Directors, Delaware law, Director nominations, Disclosure, Materiality, New York, Proxy season, Securities litigation, Shareholder activism, Shareholder nominations, Shareholder voting, State law A Look Under the Hood of… [read post]
20 Sep 2023, 5:50 am
District Court for the Southern District of New York against CS Disco, Inc. [read post]
27 Mar 2023, 9:01 pm
The Supreme Court Takes On Slack Pirani The case arises out of the New York Stock Exchange’s (“NYSE”) rule, introduced in 2018, that allows companies to go public through a direct listing. [read post]
24 Oct 2019, 2:40 pm
” (June 6th, 2018, during a CNBC interview); and “If investors think there’s the same rigor around cryptocurrency price discovery as there is on the Nasdaq or New York Stock Exchange … they are sorely mistaken. [read post]
19 Feb 2022, 12:00 pm
The New York Stock Exchange has filed an application to register “NYSE” as a trademark for a marketplace for the trading of NFTs. [read post]
7 Aug 2007, 11:03 am
JUNE 15, 2007: NYSE FINED MORGAN STANLEY $500 THOUSAND FOR FAILURE TO SUPERVISE On June 15, 2007, the New York Stock Exchange fined Morgan Stanley $500,000 for failing to supervise a group of registered representative in its midtown Manhattan office. [read post]
14 Mar 2010, 8:25 am
(go back) [7] The New York Stock Exchange rule changes eliminating broker discretionary voting in uncontested director elections are described in more detail in our memorandum to clients, dated July 2, 2009, entitled “SEC Approves NYSE Rule Eliminating Broker Discretionary Voting in Director Elections and Proposes Rules Expanding Compensation and Corporate Governance Disclosure and Establishing Shareholder Say-on-Pay Requirements for TARP Recip [read post]
1 Sep 2017, 6:49 am
" Dillard also represented that the trust wanted the ability to trade stocks, options, and commodity futures on margin. [read post]
17 Dec 2009, 6:33 am
” In re Caremark International Inc. [read post]
14 Feb 2010, 5:39 am
Stanton, March 25, 2009, Comment File, Proposed Amendment to New York Stock Exchange Rule 452. [read post]
13 Jan 2016, 5:05 pm
The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
8 Sep 2015, 5:08 pm
The dust-up in Delaware over fee-shifting bylaws got started in May 2014, when the Delaware Supreme Court in the ATP Tours, Inc. v. [read post]
14 Feb 2010, 7:18 pm
Click Here Lionel Harris Oil Company, Inc. [read post]
17 Aug 2014, 1:22 pm
It is publicly owned and its shares are traded on the New York Stock Exchange, with whose Exchange listing rules Apparel Mart must comply. [read post]
23 Jan 2010, 11:12 am
Confidential Board Information under Current Law The problem of directors breaching the confidentiality of board deliberations is not new. [read post]
