Search for: "Net Markets LLC" Results 181 - 200 of 1,493
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15 Mar 2022, 10:35 am by John Jascob
Robinhood outsourced the operation and maintenance of its technology to its parent company, Robinhood Markets, Inc., which is not a FINRA member firm. [read post]
10 Mar 2022, 1:02 am by The White Law Group
  While the current Net Asset Value reported by the company is $7.49 per share, shares of the fund have recently been listed for sale by CTT Auctions, a secondary market for illiquid investments for just $5.50 per share. [read post]
2 Mar 2022, 7:26 am by The White Law Group
Companies often merge as part of a strategic effort to boost shareholder value, often by creating new business lines and/or gaining greater market share. [read post]
18 Feb 2022, 10:02 am by The White Law Group
   Infinity Q’s founder purportedly marketed the mutual fund as a way for retail investors to access investment strategies typically reserved for high-net-worth clients, while instead “he offered fraudulent documents, altered performance results, and manipulated valuations,” according to the SEC’s Division of Enforcement. [read post]
14 Feb 2022, 7:24 am by The White Law Group
Investment recommendations should be in line with the client’s age, investment experience, net worth, risk tolerance, investment objectives, and income. [read post]
14 Feb 2022, 4:44 am by Franklin C. McRoberts
” Quattro was consistently reporting negative net revenues and, according to Ho-Walker, it “would need another $75 million” cash to even “approach breakeven. [read post]
11 Feb 2022, 6:11 am
Harris, and Claire Schupmann, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, February 5, 2022 Tags: Climate change, Engine No. 1, ESG, Institutional Investors, Shareholder activism, Shareholder proposals, Shareholder voting, Stakeholders, Sustainability Statement by Chair Gensler on Money Market Funds, Open-End Bond Funds, and Hedge Funds Posted by Gary Gensler, U.S. [read post]
10 Feb 2022, 9:01 pm by News Desk
  2022 List of FDA recall pages for dried plums for lead contamination: https://www.fda.gov/safety/recalls-market-withdrawals-safety-alerts/rojas-inc-recalls-plain-dried-salted-plums-because-possible-health-risk https://www.fda.gov/safety/recalls-market-withdrawals-safety-alerts/la-fiesta-food-products-recalls-saladitos-salted-plums-chili-because-possible-health-risk… [read post]
7 Feb 2022, 10:50 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
1 Feb 2022, 9:49 am by The White Law Group
The energy market has seen enormous ups and downs over the past few years due to the Covid-19 global pandemic. [read post]
1 Feb 2022, 8:44 am by The White Law Group
  Central Trade & Transfer, a secondary market for alternative investments, is currently listing shares of MSC Income Fund for sale for just $5.51 /share. [read post]
30 Jan 2022, 12:25 pm by Stuart Kaplow
In the second highest polling response in the survey, 82% are concerned about financial penalties resulting from non-compliance with future ESG regulatory requirements. 44% expect most companies will establish and communicate a net-zero plan in the next 12 months. 62% expect investors will reward companies that have communicated a net-zero plan with a premium. [read post]
27 Jan 2022, 7:38 am by Zamansky LLC
The post SEC Proposal Would Require More Transparency From Hedge Funds and Private Equity appeared first on Zamansky LLC. [read post]
25 Jan 2022, 2:30 am by The White Law Group
The company said it was looking to take advantage of dislocations in the market caused by the coronavirus global pandemic. [read post]