Search for: "Ontario Securities Commission"
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8 Aug 2018, 7:52 am
On 7 August 2018, a group of financial services regulators including the FCA, the Hong Kong Monetary Authority, the Autorité Des Marchés Financiers and the Ontario Securities Commission co-published a consultation document on a Global Financial Innovation Network (GFIN). [read post]
16 Jul 2009, 1:49 pm
The Ontario Securities Commission recently released its 2009 Annual Report, highlighting its initiatives for the last year and outlining its broad goals going forward. [read post]
9 Jun 2007, 8:14 pm
The company has already paid $1 million Canadian to the Ontario Securities Commission to settle that agency’s claims against the company. [read post]
30 Mar 2007, 1:18 am
Just before Christmas the Ontario Securities Commission slipped out a bulletin proposing changes to several rules. [read post]
26 May 2010, 8:14 pm
The proposal for an investor advisory panel emerged from the 2009 Report of the Expert Panel and is a proposal that the Ontario Securities Commission has also adopted as a means to be responsive to investor concerns. [read post]
5 Mar 2009, 3:51 am
The Law Commission of Ontario has released a consultation paper written by Professor Janet Walker (Osgoode Hall Law School, York University). [read post]
3 Mar 2020, 4:00 am
Research & Writing From the Specific to the General Neil Guthrie Burden: In a recent news release, the Ontario Securities Commission said this: ‘Most recently, the OSC announced 107 regulatory changes to reduce burden for market participants while maintaining critical investor protections. [read post]
10 May 2012, 1:00 pm
On May 3, the Ontario Securities Commission published a notice summarizing the public comments received to date on Maple Group's proposed acquisition of TMX Group and identifying changes to the application since its original publication in October 2011. [read post]
6 Mar 2015, 6:00 am
And in doing so we will be assisted by the work of the Law Commission of Ontario referred to in the Toronto Star article (Curriculum Materials in Ontario Law Schools: A Framework for Teaching about Violence Against Women). [read post]
27 Jul 2018, 9:02 am
On July 5, 2018, the Ontario Securities Commission (“OSC”) released its annual Statement of Priorities (the “Statement”) for the financial year to end March 31, 2019. [read post]
24 Sep 2021, 1:11 am
In fact, the Ontario Securities Commission (OSC) recently published a study (the Study) which reveals that there has been a sharp increase in retail investing since 2015, and especially since the onset of the COVID-19 pandemic. [read post]
24 Sep 2021, 1:11 am
In fact, the Ontario Securities Commission (OSC) recently published a study (the Study) which reveals that there has been a sharp increase in retail investing since 2015, and especially since the onset of the COVID-19 pandemic. [read post]
14 Nov 2016, 6:51 am
(Hecla) decision, the Ontario and British Columbia Securities Commissions (the Commissions) recently released their reasons for their decision in July, 2016 (the Reasons) allowing Dolly Varden to proceed with a proposed private placement announced shortly after Hecla launched a hostile bid for Dolly Varden. [read post]
27 Aug 2009, 8:37 am
This decision represents the third of its kind to refuse to cease trade a shareholder rights plan in the face of an unsolicited bid and follows on similar decisions made by the ASC in Re Pulse Data Inc. (2007) and the Ontario Securities Commission in the matter of NEO Material Technologies and Pala Investment Holdings Limited (decision rendered on May 11, 2009 with full reasons to follow). [read post]
9 Nov 2017, 4:06 pm
Groia had professionally misconducted himself while defending his client John Felderhof in an action taken against him by the Ontario Securities Commission. [read post]
19 May 2011, 1:20 pm
The Ontario Securities Commission recently released the May 2011 issue of its Investment Funds Practitioner. [read post]
29 May 2012, 7:02 pm
Elliott, of Hillsburgh, Ontario, were charged in Nevada federal court with multiple violations of federal securities laws in connection with the scheme. [read post]
5 Dec 2013, 11:05 am
British Columbia (Securities Commission), the appellant had settled with the Ontario Securities Commission for misconduct occurring in the years leading up to 2001. [read post]
6 Feb 2015, 8:37 am
The Ontario Securities Commission (the OSC) recently published “OSC Staff Consultation Paper 15-401” which sets out a proposed framework for an incentive-based whistleblower program. [read post]
6 Feb 2015, 8:37 am
The Ontario Securities Commission (the OSC) recently published “OSC Staff Consultation Paper 15-401” which sets out a proposed framework for an incentive-based whistleblower program. [read post]
