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4 Apr 2007, 7:17 am
“So what you’re getting a glimpse into is the pre-Sarbanes Oxley disclosure process at a large company. [read post]
15 Nov 2006, 2:21 am
YOU'RE ON YOUR OWN. [read post]
31 Jul 2007, 9:27 am
If we might get it wrong, and the cost of getting it wrong weighted by the probability that we’re wrong is larger than the benefit weighted by the probability that we’re right, we shouldn’t act. [read post]
13 Aug 2007, 5:27 am
In re WorldCom Sec. [read post]
16 Apr 2007, 5:38 am
In re Merck & Co., Inc., Securities, Derivative & "ERISA" Litig., ___ F.Supp.2d ___ (D. [read post]
3 Nov 2014, 6:37 am
Most fonts used for texts today—including the one you’re reading—are “proportional,” meaning the spacing of each letter varies according to its size. [read post]
3 Sep 2019, 8:50 pm
” See Sarbanes Oxley Summary. [read post]
16 Mar 2018, 6:08 am
Thomas (Vanderbilt University), on Friday, March 9, 2018 Tags: Board independence, Boards of Directors, Delaware articles, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Hedge funds, In re Revlon, In re Trulia, Management, Merger litigation, Mergers & acquisitions, Settlements, Shareholder activism, Shareholder suits, Shareholder voting, Unocal v. [read post]
16 Mar 2007, 5:46 am
The Bush administration has been culling prosecutors, we're told. [read post]
2 Mar 2023, 6:00 am
“What we’re proud of is the deep level of data at that initial point of intake integrated throughout matter workflows, avoiding re-data entry. [read post]
12 Feb 2014, 4:30 am
After the re-regulation of Sarbanes-Oxley in the accounting industry, firms had to choose only one of tax, audit, or financial advisory work that they would performed for any one client. [read post]
10 Nov 2010, 4:15 am
The case before the Second Circuit, In re: DHB Industries, Inc. [read post]
14 Sep 2011, 2:00 am
Ga.); Litigation Release No. 21873 (Mar. 4, 2011) (available at http://www.sec.gov/litigation/litreleases/2011/lr21873.htm). [3] In re Beazer Homes USA, Inc., Rel. [read post]
13 Apr 2008, 2:31 pm
In re Walt Disney Co. [read post]
29 Jan 2018, 11:28 pm
Many readers may have noted SEC Jay Clayton’s January 22, 2018 speech about his agency’s scrutiny of cryptocurrencies, as well as the January 24, 2018 opinion piece Clayton wrote in the Wall Street Journal along with his counterpart from the CFTC, J. [read post]
30 Nov 2015, 4:33 am
– They’re pricey. [read post]
5 Jul 2016, 11:10 pm
Finally, the court noted that FRSA is one of many whistleblower statutes, including Sarbanes-Oxley and the Energy Reorganization Act, which provide whistleblowers the right to seek de novo review of DOL rulings in federal court. [read post]
3 Jan 2018, 3:00 am
Insider Loans: SEC Brings a Rare Enforcement Proceeding Since we’re sort of taking a stroll down memory lane today, I thought it was appropriate to flag this recent blog from Steve Quinlivan about a recent enforcement proceeding involving violations of Sarbanes-Oxley’s prohibition on loans to insiders. [read post]
30 Oct 2013, 5:28 pm
Frye Regional's co-defendant re-served the same document requests to which the County had already responded, demanding labelling. [read post]
25 Oct 2017, 5:00 am
In some instances, the proposed changes fall outside the scope of changes to the Sarbanes-Oxley Act made by the Jumpstart Our Business Startups (JOBS) Act regarding EGCs, but in other instances the changes do fall within the JOBS Act provisions and the Commission determined that the new standards should apply to EGCs. [read post]
