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15 Jul 2022, 6:29 am
Peirce, U.S. [read post]
15 Jul 2022, 6:29 am
Peirce, U.S. [read post]
15 Jul 2022, 6:29 am
Peirce, U.S. [read post]
15 Jul 2022, 6:29 am
Peirce, U.S. [read post]
14 Jul 2022, 7:37 am
Peirce, U.S. [read post]
14 Jul 2022, 7:37 am
Peirce, U.S. [read post]
14 Jul 2022, 4:05 am
” Commissioners Peirce and Uyeda did not support the amendments. [read post]
7 Jul 2022, 9:01 pm
Peirce, commissioner of the U.S. [read post]
30 Jun 2022, 12:49 pm
Specifically, Commissioner Peirce took issue with the breadth of the new provision Brink’s was required to include in all new agreements with U.S. [read post]
30 Jun 2022, 7:05 am
Specifically, Commissioner Peirce took issue with the breadth of the new provision Brink’s was required to include in all new agreements with U.S. [read post]
29 Jun 2022, 3:30 am
Check out Commissioner Peirce’s dissenting statement, which provides a less damning perspective on EY’s conduct surrounding the firm’s response to the SEC’s information request, and this WSJ article, which provides additional details & background on the case. [read post]
28 Jun 2022, 6:40 am
Summary On May 25, 2022, the Securities and Exchange Commission (the “SEC”) voted 3 to 1 [1] (Commissioner Peirce dissenting) to propose certain amendments [2] to Rule 35d-1 [3] (the “Names Rule”) under the Investment Company Act of 1940 (the “Investment Company Act”). [read post]
28 Jun 2022, 6:40 am
Summary On May 25, 2022, the Securities and Exchange Commission (the “SEC”) voted 3 to 1 [1] (Commissioner Peirce dissenting) to propose certain amendments [2] to Rule 35d-1 [3] (the “Names Rule”) under the Investment Company Act of 1940 (the “Investment Company Act”). [read post]
28 Jun 2022, 2:30 am
” Commissioner Peirce added that many of the proposed rules relate to hot-button political issues that are not clearly within the SEC’s expertise or its statutory mandate. [read post]
26 Jun 2022, 6:26 am
Each proposal was approved by the SEC in a 3-1 vote along party lines, with Commissioner Peirce dissenting. [read post]
26 Jun 2022, 6:26 am
Each proposal was approved by the SEC in a 3-1 vote along party lines, with Commissioner Peirce dissenting. [read post]
24 Jun 2022, 6:26 am
Peirce, U.S. [read post]
24 Jun 2022, 6:26 am
Peirce, U.S. [read post]
24 Jun 2022, 3:00 am
” In a statement, Commissioner Peirce objected to the requirement that the company modify its employment agreements to permit employees to report alleged misconduct to governmental or law enforcement authorities in addition to the SEC. [read post]
23 Jun 2022, 9:01 pm
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
