Search for: "Principal Financial Group, Inc.,"
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2 Feb 2021, 5:48 am
John Krohn (John Michael Krohn CRD#:2722975) is a former registered broker and investment advisor whose last known employer was Principal Securities, Inc. [read post]
28 Jan 2021, 6:09 pm
Those duties depend on the context of the communication, and whether the communication is to an individual stockholder or to a group of stockholders. [read post]
26 Jan 2021, 5:11 pm
Adam Freeland, CFP, owner and OSJ branch manager of Harford Financial Group, and Melissa Mullan, RICP, and a registered principal at the firm, have been invited to join Cambridge Investment Research Inc. [read post]
22 Jan 2021, 5:55 am
Nine West involved the acquisition, in an LBO, of The Jones Group, Inc. [read post]
21 Jan 2021, 9:06 am
Now, the ECB and the EC have created a joint technical group to look at the policy, legal and technical aspects of the possible introduction of a digital euro. [read post]
10 Jan 2021, 5:39 am
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
5 Jan 2021, 2:17 pm
In the new complaint, CSBS renews the principal arguments made in its prior complaints regarding the meaning of “the business of banking” in the National Bank Act (NBA) and the undermining of the states’ powers to regulate nonbank providers of financial services and protect consumers. [read post]
1 Jan 2021, 6:14 am
Year M&A+I Data Points Activity By Month (Q4 2020) October – 2 November – 2 December – 4 Activity By Month (Q4 2019) October – 2 November – 3 December – 2 M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 17-Dec-20DISCO (Investee)Comerica (Equity Investment)$40,000,000 4-Dec-20Nuix LImited (NXL) - IPOAustralian Stock… [read post]
26 Dec 2020, 5:30 am
Respuesta gubernamental a desastres El Estado es el principal responsable de asegurar el bienestar de las personas antes, durante y después de un desastre. [read post]
13 Dec 2020, 3:25 am
The following listing highlights key industry business moves by sharing the announcement date, parties involved, and amounts (if available) of significant eDiscovery-related mergers, acquisitions, and investments. eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 4-Dec-20Nuix LImited (NXL) - IPOAustralian Stock Exchange (ASX) 3-Dec-20AccessDataExterro 1-Dec-20CicaydaTCDI 12-Nov-20Hyperion Global PartnersEpiq 10-Nov-20Digital… [read post]
11 Dec 2020, 1:13 pm
Among others, brokers at SunTrust Investment Services, Ocean Financial Services, LLC, and Bankoh Investment Services, Inc. were recommending Northstar Financial Services (Bermuda) investments. [read post]
11 Dec 2020, 6:56 am
Scott Silver, Silver Law Group’s managing partner, is the chair of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
8 Dec 2020, 12:44 pm
San Rafael, California June 1994 – November 1994 Continental Capital Group, Inc. [read post]
7 Dec 2020, 1:00 am
On Monday 07, Tuesday 08, Wednesday 09 and Thursday 10 December, the Supreme Court will hear an additional hearing in the case of Test Claimants in the Franked Investment Income Group Litigation & Others v Commissioners of Inland Revenue, following on from the first judgment handed down on 20 November 2020. [read post]
4 Dec 2020, 6:20 am
For example, a partial plan may be used to make arrangements for financial creditors, in which case trade creditors will be left out of its scope. [read post]
16 Nov 2020, 1:00 am
On Friday 20 November, the Supreme Court will hand down judgment in Test Claimants in the Franked Investment Income Group Litigation and others (Respondents) v Commissioners for Her Majesty’s Revenue and Customs (Appellant) (1) and Test Claimants in the Franked Investment Income Group Litigation and others (Respondents) v Commissioners for Her Majesty’s Revenue and Customs (Appellant) (2). [read post]
12 Nov 2020, 2:18 pm
Robert Star, a partner in the litigation practice group, is heading up Speed’s defense. [read post]
2 Nov 2020, 1:07 pm
The White Law Group has represented a number of investors over the last few years in non-traded REITs and as well as BDCs– in large part because of their high commission structure and the possibility that unscrupulous financial advisors will push these products unsuitably to maximize their own commissions. [read post]
26 Oct 2020, 1:14 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
22 Oct 2020, 7:06 am
Credit union trade groups have long pushed for a data security standard for retailers and others. [read post]
