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15 Sep 2015, 5:37 am by Cynthia Marcotte Stamer
For Legal or Consulting Advice, Legal Representation, Training Or More Information If you need help reviewing your group health plan or responding to these new or other workforce, benefits and compensation, performance and risk management, compliance, enforcement or management concerns, help updating or defending your workforce or employee benefit policies or practices, or other related assistance, the author of this update, attorney Cynthia Marcotte Stamer may be able to help. [read post]
13 Dec 2017, 8:04 am by Renae Lloyd
Next Financial Group– New Procedures but Misconduct Reportedly Continues According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has fined Next Financial Group Inc. [read post]
6 Dec 2013, 6:43 am by Adam Weinstein
 Source Capital’s Adam Street branch office was the sole seller of private placement offerings of oil and gas securities issued by Blue Ridge’s limited partnerships all of which were managed by Blue Ridge Group, Inc. [read post]
8 Apr 2014, 3:45 pm by D. Daxton White
Financial Services Inc., “one of the biggest seller of DBSI TICs,” recently settled a lawsuit with the DBSI Private Action Trust. [read post]
18 Jun 2007, 9:50 am
You can read about them in an article entitled “Reinforcing Basic Marketing Concepts” which was recently posted to the web site of Freedman Consulting, Inc. ========== To return to the main page of the blog, click here. [read post]
14 Feb 2017, 10:36 am by Renae Lloyd
Payson Petroleum Offerings The White Law Group is specifically investigating the following Payson Petroleum offerings, among others: Payson Drilling Fund 2015 I Payson Drilling Fund 2015 II LP Payson Group LP Payson North Texas Multi Well I LP Payson Petroleum Jenny #1 LP Payson Petroleum 3 Well LP Free Consultation To determine whether you may be able to recover investment losses incurred as a result of your purchase of Payson North Texas Multi Well I LP private… [read post]
9 Dec 2010, 11:29 am by Keith Griffin
Financial Services Inc.; QA3 Financial Corp.; DeWaay Financial Network LLC; The Private Consulting Group, which shut down last year; and Questar Capital Corp. [read post]
18 Mar 2015, 6:19 am by Adam Weinstein
As we previously reported, The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm World Equity Group, Inc. [read post]
30 Jun 2018, 12:52 pm by Staff Attorney
The securities attorneys at Gana Weinstein LLP are investigating claims against Next Financial Group Inc. [read post]
24 Aug 2018, 11:47 am by Green, Schafle & Gibbs
According to public records, Greensburg, Pennsylvania based brokerage firm, Trustmont Financial Group, Inc. was ordered by the Financial Industry Regulatory Authority to pay an aggrieved client more than $1 million in damages. [read post]
1 Apr 2016, 9:26 am by Tom Kosakowski
The meeting brought together Ombuds from across different sectors including supranational organizations (European Bank for Reconstruction and Development, World Health Organization), multinational private sector corporations (Mars Inc., OMV Petrom, NBG Group), consultancy firms (McKinsey & Co) and Ombuds services providers (RCC-Risk Communication Concepts).The event was addressed by Mr. [read post]
24 Nov 2016, 1:37 pm by Renae Lloyd
The White Law Group is specifically investigating whether the following Payson Petroleum offerings, among others, where misrepresented by FINRA registered brokerage firms: Payson Drilling Fund 2015 I Payson Drilling Fund 2015 II LP Payson Group LP Payson North Texas Multi Well I LP Payson Petroleum Jenny #1 LP Payson Developmental Drilling Fund 2014 II LP To determine whether you may be able to recover investment losses incurred as a result of your purchase of or another Payson… [read post]
2 Nov 2020, 1:07 pm by Renae Lloyd
If you are concerned about your investment in Mackenzie Realty Capital and would like to discuss your options, please call the securities attorneys of The White Law Group at (888)637-5510 for a free consultation. [read post]