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7 Mar 2016, 9:41 am by Adam Weinstein
In a recent Associated Press article, common stories of how investors are pitched by their financial advisors on oil and gas private placements were reported on. [read post]
7 Mar 2016, 7:26 am by Mark Astarita
 In a separate administrative proceeding, the RIEDC’s financial advisor for the bond offering – First Southwest Company LLC – agreed to settle charges that it violated MSRB rules by failing to document in writing the scope of the services the firm was providing in the bond offering until seven months after the financial advisory relationship began. [read post]
18 Feb 2016, 5:53 am by Adam Weinstein
In a recent Associated Press article, common stories of how investors are pitched by their financial advisors on oil and gas private placements were reported on. [read post]
12 Feb 2016, 6:03 am
Borden, Cooley LLP, on Thursday, February 11, 2016 Tags: Antitrust, Arbitrage, Boards of Directors, Director liability, Duty of loyalty, Fiduciary duties, Financial advisers, Firm valuation, Going private, Indemnification, Merger litigation, Mergers & acquisitions, Private Equity, Shareholder activism,Shareholder suits [read post]
12 Feb 2016, 6:03 am
Borden, Cooley LLP, on Thursday, February 11, 2016 Tags: Antitrust, Arbitrage, Boards of Directors, Director liability, Duty of loyalty, Fiduciary duties, Financial advisers, Firm valuation, Going private, Indemnification, Merger litigation, Mergers & acquisitions, Private Equity, Shareholder activism,Shareholder suits [read post]
1 Feb 2016, 5:47 pm by Law Lady
Costs -- Section 57.105 does not provide mechanism for recovering costs GRAND RESERVE AT TAMPA CONDOMINIUM ASSOCIATION, INC., and BUSINESS LAW GROUP, P.A., Appellants, v. [read post]
14 Jan 2016, 11:12 am by Kenneth Vercammen Esq. Edison
For example, at this time we have not evaluated the financial impact ofthe Act on the State of New Jersey, in comparison to marriage,8 nor have we reviewed the4Domestic Partnership Act,9 as required by the Act. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
In the following guest post from John Reed Stark, President, John Reed Stark Consulting LLC, and David R. [read post]
28 Dec 2015, 2:51 am by Ben
With copyright exploitation rights not necessary reserved for the creator". [read post]
27 Dec 2015, 8:19 am by Adam Weinstein
Instead the SEC found that $177,936 of the proceeds were used to make quarterly interest payments back to the investors in the Cherokee Financial private placement and $644,158 of the proceeds financed undisclosed expenses and payments that included Brogdon’s restaurants and his wife’s personal account. [read post]
8 Dec 2015, 3:58 am by Marx Sterbcow
., PHH Mortgage Corporation, PHH Home Loans LLC, RMR Financial LLC, NE Moves Mortgage LLC, PHH Broker Partner Corporation, REALOGY GROUP LLC, REALOGY Intermediate Holdings, Title Resources Group LLC, West Coast Escrow Company, TRG Services Escrow Inc., NRT LLC, REALOGY Services Group LLC, and REALOGY Services Venture Partner LLC in United States District Court for the Central District of California. [read post]
6 Oct 2015, 6:21 am by Ronald Mann
  Despite a long-standing Federal Reserve rule (Regulation B) that makes it illegal to do so, the Bank required guaranties from Valerie Hawkins and Janice Patterson, the spouses of the two members of the LLC. [read post]
2 May 2015, 10:24 am by Law Lady
JULIE BECKSTROM, Appellee. 4th District.Dissolution of marriage -- Child support -- Modification -- Appeal from supplemental final judgment that modified husband's timesharing and child support based primarily on his relocation to foreign state -- Trial court abused its discretion in denying husband's requests for continuance based on late disclosure of wife's financial affidavit the day before final hearing -- Under controlling rule, requirement to provide financial… [read post]
22 Apr 2015, 6:55 am by Law Lady
DAVID KELLY, Appellee. 2nd District.Creditors' rights -- Garnishment -- Service of process on garnishee LLC was defective where writ of garnishment was served on an hourly employee who is not an officer or manager, who does not supervise other personnel, who does not have any direct client contact, and who is not the registered agent for service of process -- There is no merit to contention that employee was a business agent authorized to accept service of process -- Trial court erred… [read post]
14 Apr 2015, 4:50 pm by Kevin LaCroix
Two days prior to The Wall Street Journal’s report, on March 30, 2015, the SEC’s Enforcement Division commenced public administrative and cease and desist proceedings against private equity investment adviser Lynn Tilton (Tilton), Patriarch Partners, LLC, Patriarch Partners VIII, LLC, Patriarch Partners XIV, LLC and Patriarch Partners XV, LLC (collectively, Patriarch). [read post]
17 Feb 2015, 7:05 pm
The possible displacement of the dollar as the sole global reserve currency could reduce or even eliminate the huge advantage the US currently holds in funding its debt and deficits through foreign markets. [read post]