Search for: "RICHARD BENNETT" Results 181 - 200 of 584
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1 Oct 2015, 5:09 am by SHG
Judge Mark Bennett of Grassley’s own state. [read post]
29 Sep 2015, 2:02 pm by Lax & Neville LLP
David Bennett, James Torres, Peter Snetzko, Alex Wildermuth, and Michael Tannen, all of whom were registered representatives, in all their capacities. [read post]
18 Sep 2015, 7:58 am by Malecki Law Team
David Bennett, James Torres, Peter Snetzko, Alex Wildermuth, and Michael Tannen) in all capacities; barred two former principals, Kevin Hagan and Richard Bohack, for supervisory failures; sanctioned two other former brokers, Niaz Elmazi a.k.a. [read post]
16 Sep 2015, 12:52 pm by John Floyd
The witness, Richard Brown, later testified he was an “eyewitness to the murder. [read post]
26 Aug 2015, 5:21 pm by CrimProf BlogEditor
Eric Bennett Rasmusen (Indiana University - Kelley School of Business - Department of Business Economics & Public Policy) has posted Law, Coercion, and Expression: A Review Essay on Frederick Schauer's The Force of Law and Richard McAdams's The Expressive Powers... [read post]
25 Aug 2015, 8:24 am by Lax & Neville LLP
Brad Bennett, FINRA’s Executive Vice President and Chief of Enforcement, stated, “A key element of retail investor protection is the aggressive pursuit of brokers who churn and excessively trade customer accounts. [read post]
16 Aug 2015, 10:26 am by News Desk
It could have had significantly greater impact if it wasn’t nipped in the bud as it was,” said Richard Bennett, technology manager for the Fresh Produce Safety Centre and the Fresh Produce Marketing Australia New Zealand. [read post]
28 Jul 2015, 2:11 pm by Thaddeus Hoffmeister
Friday, September 11 Lipton Hall, 108 West Third Street, New York, NY 10012 8:00 am Continental Breakfast 8:45-9:00 am Welcome 9:00-10:00 am Panel I: Originalism and the 7th Amendment Moderated by Samuel Issacharoff, Bonnie and Richard Reiss Professor of Constitutional Law; Faculty Co-Director, Civil Jury Project, NYU School of Law Preserved Where, Preserved How, Preserved Why? [read post]
20 Jul 2015, 12:25 pm by Staley Smith, Quinta Jurecic
New details are emerging about 24-year-old Muhammad Youssef Abdulazeez, the Kuwaiti-born man who opened fire on two military sites in Tennessee, shooting seven people and killing five U.S. service members. [read post]
15 Jun 2015, 8:01 am by Adam Weinstein
In a press release Brad Bennett, FINRA Executive Vice President and Chief of Enforcement, stated that “LPL’s supervisory breakdowns resulted from a sustained failure to devote sufficient resources to compliance programs integral to numerous aspects of its business. [read post]
28 Apr 2015, 2:47 am by Amy Howe
  Richard Re covered the oral argument for this blog, with other coverage coming from Kimberly Bennett of JURIST and commentary from Mark Joseph Stern at Slate. [read post]
13 Mar 2015, 1:19 pm by Margaret Wood
The next movie is a much lesser known film noir, titled The House on Telegraph Hill, starring Richard Basehart and Valentina Cortese. [read post]
13 Mar 2015, 1:19 pm by Margaret Wood
The next movie is a much lesser known film noir, titled The House on Telegraph Hill, starring Richard Basehart and Valentina Cortese. [read post]
12 Mar 2015, 5:46 am by Ben
But the decision was not mine to make - it was District Judge Richard Owen's and he held: "Did Harrison deliberately use the music of He's So Fine? [read post]
4 Mar 2015, 4:17 am by Laura DeGeer
Richard Bennett, AI's Asia-Pacific Director, said that these laws "play into harmful stereotypes about women and minorities,... [read post]