Search for: "Raymond James and Associates"
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9 Jul 2018, 7:08 am
At Associated Press, Jessica Gresko reveals the secret machinations used by past presidents to keep their nominees secret. [read post]
30 Jun 2018, 12:52 pm
Previous registrations include the Securities Service Network, Inc., Raymond James Financial Services, Inc., and Edward Jones. [read post]
5 Jun 2018, 11:48 am
Lyons – Raymond James & Associates – Shreveport, LA According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former financial advisor James Lyons from the securities industry. [read post]
4 Jun 2018, 6:30 am
Concorde Investment Services, LLC Independent Financial Group, LLC Jeffrey Michael Johnson Morgan Stanley Raymond James & Associates, Inc Rick Douglas Konency National Securities Corporation J.P. [read post]
3 Jun 2018, 1:52 pm
Hill provides us with a defense of Kant’s views so as to weave together the “different strands of thought … commonly associated with dignity” as canvassed by Rosen: “(a) rank or status, (b) intrinsic value, (c) ‘measured and self-possessed behavior,’ and (d) respectful treatment. [read post]
3 May 2018, 1:49 pm
Phillips is a previously registered broker who last worked as a broker for Raymond James & Associates (CRD #705) in Jackson MS, from 2013 to 2016. [read post]
6 Feb 2018, 7:30 am
Stanley Calvin Pigue Edward Jones Jordan Charles Rodden LPL Financial LLC Raymond James & Associates, Inc. [read post]
12 Jan 2018, 8:48 am
Morgan Securities, LLC Kayla Jo Brassesco Aalim Jamaal Brown NYLife Securities LLC Laura Ann Cava Wells Fargo Clearing Services, LLC Wells Fargo Advisors LLC Wesley Claflin Merrill Lynch, Pierce, Fenner & Smith Inc Brett Allen DeFore Raymond James & Associates, Inc. [read post]
2 Jan 2018, 6:59 am
Vatter has spent 34 years in the securities industry and was most recently registered with Raymond James & Associates in Louisville, Kentucky. [read post]
18 Dec 2017, 3:43 am
We start with a fairly straightforward proposition of Raymond James wanting to be repaid the remaining balance on a loan it made to a former associated person. [read post]
11 Nov 2017, 9:05 am
From April 2004 until October 2016 Rehak was associated with Raymond James & Associates, Inc. [read post]
25 Oct 2017, 5:30 am
They set up a formal bidding process and hired Raymond James to advise. [read post]
14 Oct 2017, 12:12 pm
From January 2012 until March 2017 Capin was associated with Raymond James. [read post]
6 Oct 2017, 1:03 pm
Lyons was formerly associated with Raymond James & Associates, Inc. [read post]
20 Sep 2017, 6:25 am
From September 2016 through February 2017, Ryman was been associated with Raymond James & Associates, Inc. [read post]
3 Aug 2017, 3:59 pm
Friday, August 11, 2017, 12:00-1:00 pmCOST: FREE PLACE: James M. [read post]
17 Jul 2017, 12:56 pm
In July 2015, Crook was discharged from Raymond James & Associates Inc due to the findings that that the financial advisor allegedly did not respond in a timely manner to a supervisory review of trading activity. [read post]
10 Jul 2017, 8:02 am
For the twenty-fifth consecutive year, the American Bar Association has appointed Prof. [read post]
27 Jun 2017, 7:18 am
Erwin Chemerinsky is Dean and Raymond Pryke Professor of First Amendment Law at University of California, Irvine School of Law. [read post]
27 Jun 2017, 6:26 am
In December, 2016, the Financial Industry Regulatory Authority (“FINRA”) announced that Richard Sampley of Atlanta, Georgia, a registered representative formerly with Raymond James, Morgan Keegan and UBS Financial submitted an acceptance, waiver and consent letter whereby he was suspended from association with any FINRA member for ten months, and assessed a fine of $15,000. [read post]
