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3 Nov 2010, 7:46 am
And an entity that is not a public or private investment fund will also only count as one beneficial owner for purposes of the limit. [read post]
12 Aug 2022, 5:01 am
Assemb.). [4] N.Y. [read post]
1 Jun 2018, 9:51 am
Registration No. [read post]
23 Jan 2009, 4:49 am
(“Maiden Holdings”), a Bermuda based holding company, completed a private placement of trust preferred securities with a face amount of $260MM through Maiden Holdings North America, Ltd. [read post]
30 Jun 2023, 4:41 am
The New Code of Private Maritime Law enacted by Law 5020/2023 (the “New Code”), which came into force on 1 May 2023 (with the exception of Articles 4 to 9 concerning the digitisation of the ship registry, which will be in force from 1 November 2023), is an important step towards the modernisation of Greek Maritime Law. [read post]
28 Oct 2022, 5:27 am
Mansel: Liberalization of the Private International Law of Marriage and Registered Civil Partnership: Remarks on the Place of Marriage and Registration as Connecting Factors According to the new proposal of the German Council for Private International Law, the law of the “place of marriage” is to govern the establishment of a marriage or registered civil partnership. [read post]
29 Apr 2016, 11:31 am
President Obama signed into law the SBIC Advisers Relief Act (as part of the Fixing America’s Surface Transportation Act of 2015—the FAST Act) on December 4, 2015. [read post]
24 May 2024, 12:38 pm
In other words, in the last three years, a registration had a roughly 1-in-4 chance of selection. [read post]
15 Dec 2011, 6:42 am
Beginning December 8, 2011, the staff will review initial registration statements of non-U.S. issuers that are submitted on a non-public basis only where the registrant is: 1. a foreign government registering its debt securities; 2. a foreign private issuer that is listed or is concurrently listing its securities on a non-U.S. securities exchange; 3. a foreign private issuer that is being privatized by a foreign government; or 4. a… [read post]
2 Sep 2010, 11:21 am
It also paid those shops a $30 million “sponsor management termination fee,” according to its registration statements at the time. [read post]
11 Dec 2020, 6:01 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, December 11, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 4–10, 2020. [read post]
16 Feb 2012, 11:28 am
Cummins, Esquire at the MOHEGAN SUN CASINO at POCONO DOWNS Thursday, May 3, 2012 12:30 p.m. to 4:30 p.m. 2 Substantive & 1 Ethics CLE Credits Followed by Cocktail Hour (4:30 – 6:30 p.m.) at Breakers in the Mohegan Sun 12:30 – 1:00 pm Registration 1:00 – 1:30 pm: The Tort Talk Auto Law UpdatePresenter: Daniel E. [read post]
25 Oct 2007, 11:05 pm
For information and registration, contact floersheimer@yu.edu. [read post]
8 Nov 2013, 7:00 am
The Advisers Act Rule 206(4)-1 bars registered advisers from using any advertisement that contains untrue or misleading statements. [read post]
22 Jun 2010, 8:46 am
We will be hosting our first ever meeting at sea October 1-4 2010. [read post]
5 Apr 2010, 10:21 am
First, resales can threaten to bring the number of shareholders to over 500, triggering full-fledged registration requirements under 12(g) of the Securities Exchange Act. [read post]
5 Sep 2012, 5:33 pm
The proposed amendments modify only the regulatory safe harbor provided by Rule 506 (and not the broader private placement exemption provided by Section 4(a)(2) of the Securities Act), and would not affect an issuer’s existing ability to conduct Rule 506 offerings without using general solicitation. [read post]
11 Sep 2023, 9:01 pm
With a few limited exceptions, all registered advisers (“RIAs”) will have their hands full implementing new and modified reporting, and RIAs, exempt reporting advisers (“ERAs”) and other advisers exempt from registration must develop processes — and make difficult judgments — about providing preferential treatment to selected investors and engaging in the targeted activities. [read post]
20 Aug 2022, 11:47 am
I am happy to piss along registration information for the upcoming European China Law Studies Association 2022 annual Conference. [read post]
13 Dec 2006, 2:50 am
Real Estate 4. [read post]
